Talent.com
serp_jobs.error_messages.no_longer_accepting
FINRA Licensed Compliance Consultant

FINRA Licensed Compliance Consultant

VirtualVocationsWashington, District of Columbia, United States
job_description.job_card.variable_days_ago
serp_jobs.job_preview.job_type
  • serp_jobs.job_card.full_time
job_description.job_card.job_description

A company is looking for a Compliance Consultant to support broker-dealer and registered investment adviser operations.

Key Responsibilities

Conduct and document marketing and advertising reviews for compliance

Provide regulatory guidance and training to business partners regarding marketing materials

Assist with compliance training programs, regulatory filings, and risk assessments

Required Qualifications

FINRA Series 7 & 24 required

3-5 years of financial services experience with a Broker Dealer and / or SEC registered investment advisor

2+ years of experience reviewing marketing and advertising materials

Experience drafting compliance policies and procedures

College degree preferred

serp_jobs.job_alerts.create_a_job

Compliance Consultant • Washington, District of Columbia, United States

Job_description.internal_linking.related_jobs
  • serp_jobs.job_card.promoted
Metro DC Risk and Compliance Consultant - 2026

Metro DC Risk and Compliance Consultant - 2026

ProtivitiWashington, DC, US
serp_jobs.job_card.full_time
Metro DC Risk And Compliance Consultant - 2026.The Protiviti career provides an opportunity to learn, impact, and advance within a collaborative and inclusive culture. We hire curious individuals fo...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Compliance Examiner Business Lead

Compliance Examiner Business Lead

Freddie MacFalls Church, VA, US
serp_jobs.job_card.full_time
Compliance Examiner Business Lead.Join the dynamic team of Freddie Mac as a Compliance Examiner Business Lead within our innovative Single-Family Acquisitions team. In this pivotal role, you will co...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Compliance Analyst - (Hybrid)

Compliance Analyst - (Hybrid)

ISI EnterprisesHerndon, VA, US
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
ISI Enterprises is searching for individuals with a strong technical background to join our team as CMMC / NIST 800-171a Compliance Analysts. ISI Enterprises is a Managed Network S...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Senior Manager, License Compliance

Senior Manager, License Compliance

TaniumReston, VA, US
serp_jobs.job_card.full_time
Manager of License Compliance will be responsible for developing, leading and executing Tanium's global license compliance strategy to ensure customers use the Company's products in accordance with...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Consumer Finance Regulatory / Compliance Senior Counsel

Consumer Finance Regulatory / Compliance Senior Counsel

Husch BlackwellWashington, DC, United States
serp_jobs.job_card.full_time
Consumer Finance Regulatory / Compliance Senior Counsel.Consumer Finance Regulatory / Compliance Senior Counsel.Consumer Finance Regulatory / Compliance Senior Counsel. Be among the first 25 applicants.Co...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Enhanced Compliance Consulant

Enhanced Compliance Consulant

COMPLYWashington, DC, US
serp_jobs.job_card.full_time
Enhanced Compliance Consultant.Comply is the leading global provider of comprehensive regulatory compliance software and solutions for the financial services sector. Our OneComply platform provides ...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Ethics & Compliance Risk Lead

Ethics & Compliance Risk Lead

Freddie MacFalls Church, VA, US
serp_jobs.job_card.full_time
At Freddie Mac, our mission of Making Home Possible is what motivates us, and it's at the core of everything we do.Since our charter in 1970, we have made home possible for more than 90 million fam...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Compliance Analyst

Compliance Analyst

SRS AcquiomWashington, DC, US
serp_jobs.job_card.full_time
SRS Acquiom is currently searching for a Compliance Analyst for our Contract Administration department.The Compliance Analyst is responsible for reviewing and analyzing SRS Acquiom's contractual ob...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Audit Director, Financial Crimes Compliance

Audit Director, Financial Crimes Compliance

Capital OneFalls Church, VA, US
serp_jobs.job_card.full_time +1
Audit Director, Financial Crimes Compliance.Capital One's Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization's Audit Commi...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Health Care Disputes - Compliance Risk Adjustment, Senior Director - Senior Director

Health Care Disputes - Compliance Risk Adjustment, Senior Director - Senior Director

AnkuraWashington, DC, US
serp_jobs.job_card.full_time
Ankura is a team of excellence founded on innovation and growth.Ankura's Disputes & Economics professionals are world class and globally recognized independent experts who tailor financial, operati...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Healthcare Compliance Consultant (Full-Time) - Alexandria, VA (Hybrid)

Healthcare Compliance Consultant (Full-Time) - Alexandria, VA (Hybrid)

Strategic ManagementFranconia, VA, USA
serp_jobs.job_card.temporary
serp_jobs.filters_job_card.quick_apply
Healthcare Compliance Consultant.About Strategic Management Services.Strategic Management has 30+ years experience in the development, evaluation, and management of healthcare compliance and privac...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Senior Credit Risk Analysis Consultant, U.S. Government Agency

Senior Credit Risk Analysis Consultant, U.S. Government Agency

Dexis Consulting GroupWashington, DC, US
serp_jobs.job_card.full_time
Senior Credit Risk Analysis Consultant.Dexis is a dynamic professional services firm dedicated to partnering with government and community leaders both in the U. At Dexis, you will experience a corp...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Partnership Compliance Consultant

Partnership Compliance Consultant

COMPLYWashington, DC, US
serp_jobs.job_card.full_time
Partnership Compliance Consultant.Comply is the leading global provider of comprehensive regulatory compliance software and solutions for the financial services sector. Our OneComply platform provid...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
Manager, Licensing & Compliance

Manager, Licensing & Compliance

Eagle Creek Renewable Energy, LLCBethesda, MD, US
serp_jobs.job_card.full_time
serp_jobs.filters_job_card.quick_apply
The Licensing and Compliance Manager will lead and / or support, as applicable : (1) project relicense planning, scheduling, process implementation and coordination of consultants and vendors during r...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
Federal Credit Compliance Analyst

Federal Credit Compliance Analyst

Lynch Consultants, LLCArlington, VA, US
serp_jobs.job_card.full_time +1
serp_jobs.filters_job_card.quick_apply
Join a Federal Contract supporting a government-backed loan program as a Federal Credit Compliance Analyst.The position is fully onsite and potential for full-time (W2) or part-time (1099) roles.Mu...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Regional Compliance Specialist (Mid-Atlantic)

Regional Compliance Specialist (Mid-Atlantic)

WinnCompaniesWashington, DC, US
serp_jobs.job_card.full_time
Regional Compliance Specialist (Mid-Atlantic).WinnCompanies is looking for a Regional Compliance Specialist to join our team located in the surrounding MidAtlantic Region.The Regional Compliance Sp...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30
  • serp_jobs.job_card.promoted
Financial Compliance Analyst

Financial Compliance Analyst

Clearance JobsWashington, DC, US
serp_jobs.job_card.full_time
Location : Washington, DC (On-Site / Office).Clearance : Ability to obtain and maintain a Public Trust or Suitability / Fitness determination based on client requirements. Job Description : Review and anal...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Analyst, Investment Compliance Services and Regulatory Reporting

Analyst, Investment Compliance Services and Regulatory Reporting

T Rowe PriceBaltimore, MD, US
serp_jobs.job_card.full_time
Rowe Price, we identify and actively invest in opportunities to help people thrive in an evolving world.As a premier global asset management organization with more than 85 years of experience, we p...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
VP, Rules Management Coverage

VP, Rules Management Coverage

Morgan StanleyBaltimore, MD, US
serp_jobs.job_card.full_time
The role will focus on Global Rules Management for Third Party, Fraud, Business Disruption and Operational Resilience and resides within the Non-Financial Risk (NFR) department, a Second Line of De...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_variable_days
  • serp_jobs.job_card.promoted
Federal Credit Compliance Analyst

Federal Credit Compliance Analyst

Clearance JobsWashington, DC, US
serp_jobs.job_card.full_time +1
Federal Credit Compliance Analyst.Join a Federal Contract supporting a government-backed loan program as a Federal Credit Compliance Analyst. The position is fully onsite and potential for full-time...serp_jobs.internal_linking.show_moreserp_jobs.last_updated.last_updated_30