FINRA Operations Specialist (45303)

Job Description

Job Description

Our client, a thriving firm in Des Moines, is seeking a FINRA Operations Specialist to join their team. Ideal candidates must be highly adept at learning and growth opportunities in the investment industry and currently hold FRINA Series licenses.

Those with industry experience, strong communication skills, a talent for developing relationships, and strong computer skills will be apt to succeed in this role. Keep reading!

Responsibilities :

• Direct phone calls and act as the main point of contact for clientele
• Respond to client needs by opening accounts, preparing and processing forms and transactions as needed
• Open and process mail
• Run and email daily reports
• Prepare expense reimbursements
• Maintain supplies for the entire office
• Prepare client information, including portfolio reports
• Perform research as requested
• Handle money transfer requests, open new accounts, and perform additional operational support

Requirements :

• 7+ years of investment industry experience
• Series 7 and 65 / 66 FINRA licenses required
• Candidates with additional FINRA licenses : 9, 10, 24, 53, 55 preferred
• Strong MS Office and computer skills working with multiple systems
• Excellent communication skills coupled with the ability to collaborate and build rapport with clients
• Provide high-caliber customer service internally and externally
• Strong MS Office and computer skills working with multiple systems
• Ability to handle competing objectives and prioritize workflow
• High desire to learn and grow professionally
Work Model :
• On-Site
• On-Site
• Monday - Friday
• 8 : 00 AM - 5 : 00 PM

Company Description

Palmer Group is a premier employment agency. Since 1998 we have been a leading resource in providing employment solutions.

With consistency and confidence, our experts partner with our clients and candidates as they navigate the evolving job market.

Our employment solutions include temporary and contract staffing, direct-hire placement, as well as additional job seeker services, employer services, and managed services.

We are an employee-owned company founded on strong ethics, values, and a passion for making lives better. Our employees are committed professionals that are passionate about helping others and forming relationships that matter.

Through our relationships, we’ve built a client roster that ranges from local to Fortune 500 companies in a variety of industries and have developed a vast network of high-quality candidates from entry to executive-level experience.

Our areas of expertise include Accounting & Finance, Administrative & Customer Service, Construction, Engineering & Manufacturing, Human Resources, Information Technology, Insurance, Mortgage & Banking, and Sales & Marketing.

Company Description

Palmer Group is a premier employment agency. Since 1998 we have been a leading resource in providing employment solutions.

With consistency and confidence, our experts partner with our clients and candidates as they navigate the evolving job market.

r n r nOur employment solutions include temporary and contract staffing, direct-hire placement, as well as additional job seeker services, employer services, and managed services.

r n r nWe are an employee-owned company founded on strong ethics, values, and a passion for making lives better. Our employees are committed professionals that are passionate about helping others and forming relationships that matter.

r n r nThrough our relationships, we’ve built a client roster that ranges from local to Fortune 500 companies in a variety of industries and have developed a vast network of high-quality candidates from entry to executive-level experience.

r n r nOur areas of expertise include Accounting & Finance, Administrative & Customer Service, Construction, Engineering & Manufacturing, Human Resources, Information Technology, Insurance, Mortgage & Banking, and Sales & Marketing.