Wealth Management Divisional Operations Analyst

About Rockefeller Capital Management

Rockefeller Capital Management is a leading independent financial advisory firm providing wealth management, asset management, and strategic advisory services to ultra- and high-net-worth individuals, families, businesses, and institutions.

Led by President & CEO Gregory J. Fleming, the firm offers an elevated experience based on traditional Rockefeller global family office values of excellence and service.

Formed in 2018 following the acquisition of Rockefeller & Co., Inc., the firm is rapidly extending its historic brand into contemporary markets.

Based in New York City, it has over forty offices in the United States and London and oversees some $112 billion in client assets.

Position

Operations professional based in New York City to manage various aspects of client operational needs for a Private Wealth Management division team.

Will also be expected to assist with and resolve risk and compliance issues as they arise. Responsible for supporting broad direction, policies, and guidelines for the team’s operational side of the business.

Responsibilities

• 1-3 years of experience in operations in a fast-paced, dynamic leading organization
• Risk and compliance experience strongly recommended
• Help define success criteria and core metrics, including leading indicators which will be used to evaluate overall business performance
• Improve and monitor internal processes, setting up internal systems, review operation reports by gathering, analyzing and interpreting data and metrics and continually introduce process improvement measures and present suggestions
• Drive decisions for operations activities and responsible for special projects
• Ensure that operational priorities are aligned with the team’s elevated client experience
• Support the Advisor team with all related operational activities and needs

Qualifications

• Financial services experience preferred
• Operational experience required
• Bachelor’s degree in related field
• Series 9 and 10

Skills

• Desire to drive client excellence
• Understanding of High Net Worth and Ultra High Net Worth client segments and needs
• Experience collaborating with network of strategic partnerships
• Strategic thinker, passionate about identifying opportunities and driving change
• A creative and analytical thinker with an execution mindset
• Intellectually curious, high energy, driven, ambitious, commercial
• Adaptable, comfortable in ambiguity
• Outstanding communication (written and verbal); exceptional interpersonal abilities, team player, works well across divisions
• Solid understanding of data analysis and performance / operation metrics
• Detail-oriented and resourceful with excellent organizational and project-management skills
• Self-starter with the drive to self-direct independently and follow through on projects from start to finish
• Exceptional ability to multitask with a strong sense of urgency and prioritize competing deadlines

Compensation Range

The anticipated base salary range for this role is $70,000 - $80,000. Base salary for the role will depend on several factors, including a candidate’s qualifications, skills, competencies, and experience, and may fall outside of the range shown.

In addition, this role may be eligible for a discretionary bonus. Rockefeller Capital Management offers a comprehensive benefit package including health coverage, vacation time, paid leave, retirement plan, and more.

Visit careers.rockco.com to learn more about additional opportunities and benefits offerings.

Disclosure

Rockefeller & Co. LLC, Rockefeller Financial LLC, Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware), Rockefeller Financial Services, Inc.

and all other subsidiaries of Rockefeller Capital Management L.P. (individually and collectively, Rockefeller ) is an equal opportunity employer and does not discriminate on the basis of race, religion, sex, gender, sexual orientation, gender identity or expression, national origin, citizenship, age, military or veteran status, marital or partnership status, caregiver status, legally recognized disability, or any other basis protected by applicable federal, state or local law ( protected characteristics ).

Rockefeller Capital Management participates in the E-Verify program in certain locations, as required by law.

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