FINRA Licensed Brokerage Associate
VirtualVocationsDes Moines, Iowa, United Statesjob_description.job_card.30_days_ago
serp_jobs.job_preview.job_type
- serp_jobs.job_card.full_time
job_description.job_card.job_description
A company is looking for a Brokerage Operations Associate (Remote).
Key Responsibilities
Perform operational activities between the broker / dealer and clearing firm, including reviewing reports and processing deposits
Handle requests in the Operations queue and email inbox, serving as a point of contact for advisor and custodian teams
Facilitate relationships with custodians and support regulatory compliance through documentation and reporting
Required Qualifications
College degree or equivalent work experience
2+ years of financial industry experience
FINRA Series 7 and SIE required; Series 24 preferred
Proficient with Microsoft Office
Strong process management skills
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Brokerage Associate • Des Moines, Iowa, United States
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