Summary
Reporting to CACIB US Compliance’s Head of Governance and Ethics, the Compliance Officer will be in charge of implementing & maintaining CACIB US Compliance Governance Framework;
acting as Secretary of the committees managed by CACIB US Compliance department and performing 2nd line of defense controls.
Key Responsibilities
General
Secretary (schedule & take the minutes) of the Committees managed by CACIB US Compliance
- US Compliance Management Committee
- US Complex Transaction Committee
- US New Activity Product Committee
- US Disciplinary Committee
- Americas Data Protection Council
- Other as needed
Consolidate CPL opinion on the New Activity Product (NAP)
Maintain & update on a periodical basis following governance documents
- Compliance US framework document
- Compliance US owned charters
- Compliance US Controls Inventory
- Compliance US owned Policies & Procedures inventory
- Compliance US organization chart
Perform follow-up actions plans related to :
CACIB US Compliance Committees
Perform Compliance controls as defined by Head Office and / or locally
Other
- Assist the CACIB Compliance Management on the implementation of existing and / or new initiatives (Data Protection Organization, Ethics & Conducts program, etc.)
- Any other assignment defined as a priority by CACIB Compliance Management
Qualifications / Education Required :
College Degree
Experience Required :
5 - 10 years
Competencies Required :
- Analytical skills
- Knowledge on Compliance division mission statement and bank regulatory framework is a plus
Skills & Knowledge Requirements :
- Use of Word & Powerpoint
- Data aggregation tools, data visualization tools (PowerBI)
- Highly organized
- Written skills
- Project management skills
- Communication skills
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