Client Overview
A high profile investment focused firm with billions of dollars under management and a focus on technology and innovation.
You would be working with high profile leaders and with a focus on delivering compliance initiatives on a global scale. This is a once in a life time opportunity to join a business where you can literally feel part of every transaction and surrounded by an elite set of business partners.
Office Culture
High performing 'Silicon Valley' led culture with a WFH solution in place.
The Role
- Your role will be to develop a compliance network, globally and with frameworks and policies in place.
- You will ensure all necessary communication, documentation and advisory work is completed in relation to being an RIA (registered investment advisor).
- You will develop a compliance CofE (center of excellence) to ensure internal and external compliance matters are in place.
This can include subjects such as regulation, investment protocol and risk management.
You will also work closely with internal compliance team members and external vendors.
Requirements
- 10 - 15 years experience (guideline)
- Background working in an investment focused firm which acts as a Registered Investment Advisor - essential
- Background in a global fund / business with a focus on PE / VC work - essential
- Background working across the UK and Asia - essential
- Background working with key regulatory bodies such as the SEC - essential
- Stakeholder influencing skills would be tier 1, along with training and prior experience (to be inline with the
Please 'apply now' to ensure your profile is considered and follow up directly with the Head of Recruitment, Nathan Smith (nathan.
SD Asia Consulting (part of SD Legal Ltd) is a Singapore recruitment firm. EA License : 22S1332
SD Legal Limited is a Hong Kong registered recruitment firm. License No : 70266
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