Search jobs > New York, NY > Head of compliance

Head of Compliance ANZ

Assurant
New York, NY, US
Full-time

Why work with Assurant?

Everyone at Assurant, no matter their role, their skills, or where they’re located around the world is united by our uncompromising values and culture.

You’ll bring innovative thought, and a passion for exceptional customer & client partnering to everything you do.

With more than 100 years industry expertise, we are trusted by over 300 million consumers worldwide and, Assurant supports global businesses that are advancing the connected world for their customers, making technology more accessible and eco-friendly.

When you join Assurant you will be part of a community that cares. A fun, diverse and supportive team culture will see you challenge yourself and motivate you to think out of the box.

Some of the benefits you'll get working at Assurant include :

  • A cultural day off to celebrate what’s important to you
  • International and Local mentoring programs
  • Discounted Employee Share Purchase Program
  • Diversity panels and employee resource groups
  • 6 weeks company paid parental leave including superannuation contributions while on unpaid leave
  • Development programs & LinkedIn learning courses as well as study grants and support for higher education
  • Hybrid work model - 2 days onsite, 3 days remote
  • Novated vehicle leasing
  • Volunteering opportunities to give back to a cause that is important to you

What's the role about?

The Head of Compliance ANZ is responsible for the implementation, management and oversight of the Australia and New Zealand to ensure that the Australian and New Zealand businesses comply with all local regulatory requirements and Assurant Corporate Compliance programs.

  • Work with the Head of Compliance APAC in managing effective relationships with regulators such as APRA, ASIC, RBNZ, FMA & ACCC.
  • Manage effective relationships with industry bodies such as the ICA and manage effective relationships with institutions such as AFCA and IFSO.
  • Manage the VSC ANZ Branch’s compliance program and provide adequate oversight of the implementation of the compliance processes and protocols.
  • Provide assistance to senior management and other key stakeholders as required in relation to compliance matters, ensuring the business is acting in accordance with the relevant financial services laws, and the AFSL / RBNZ conditions, and CoFI requirements.
  • Provide input into strategy, the business plan, the budget and financial condition report to help ensure that material decision making is compliance based and is consistent with Assurant’s Compliance Program expectations and Corporate Values.
  • Develop the ANZ Branch Compliance Manual(s) and ensure that it is updated to meet regulatory and licence conditions changes as required.
  • Develop, implement, and maintain a 2nd line ANZ Assurance plan covering all business lines.
  • Ensure local adoption and oversight of the Assurant Corporate Compliance program including trade sanctions and anti-bribery and corruption protocols.
  • Engage with Corporate Compliance on the implementation of trade compliance controls for ANZ market including implementing controls and risk management efforts for Supply Chain, Asset Disposition, and other key vendor groups.
  • Perform due diligence and ongoing oversight for vendors, buyers & aggregators and other third parties connected with the ANZ business
  • Manage the internal and dispute resolution process for ANZ.
  • Monitor the business’ compliance culture and assist senior management in the implementation of the businesses compliance policy, protocols and relevant professional bodies, regulatory bodies and legislative standards.
  • Manage and maintain the compliance obligations and issues and incidents registers. Inform the Head of Compliance APAC promptly of the existence of any significant matter actual or potential breach affecting the Branch.

Does this sound like you?

  • Degree qualified in business, Finance, Commerce or relevant discipline
  • 7+ years’ Experience in a Compliance Officer or Manager role or other comparable experienced professional
  • Experience within a niche or composite insurance company, bank or professional services firm
  • Membership of professional body such as the GRC Institute for compliance professionals or other such body.
  • At least 7 years’ experience with APRA and ASIC frameworks
  • Previous experience at a management level in a Financial / Insurance or Professional Services organization
  • Australian and Asian Pacific insurance, retail and consumer markets
  • Ideally creditor, warranty and additional insurance financial or operational experience
  • Strong technical expertise, interpersonal skills and credibility at a senior level
  • Gravitas and style can command respect of the business

If you think you are a perfect fit for this role, please click the link to apply.

Submit your resume accompanied by a cover letter detailing your experiences and suitability for the role. The successful applicant will be subject to relevant background checks such as reference checks and a police check.

For further information about Assurant, please visit our website at

30+ days ago
Related jobs
Promoted
Clair
New York, New York

We are seeking an experienced Head of Legal and Compliance with a background in consumer finance, regulatory compliance, privacy, and data use to join and lead our growing Legal & Compliance team. As the Head of Legal and Compliance, you will advise and collaborate with our product, engineering,...

Promoted
Integral Ad Science
New York, New York

If you are excited by technology that has the power to handle hundreds of thousands of transactions per second; collect tens of billions of events each day; and evaluate thousands of data-points in real-time all while responding in just a few milliseconds, then IAS is the place for you!. Head of Int...

Promoted
Clair
New York, New York

We are seeking an experienced Head of Legal and Compliance with a background in consumer finance, regulatory compliance, privacy, and data use to join and lead our growing Legal & Compliance team. As the Head of Legal and Compliance, you will advise and collaborate with our product, engineering, bus...

00002 Citibank, N.A.
New York, New York

Provide adequate training to the Business lines and other AML Compliance employees, and, as needed, participate in the design and delivery of training as required, to inform employees of the objectives of the program. Level of comfort with creative tension across different lines of defense while mai...

Madison-Davis
New York, New York

Large broker dealer located in Midtown Manhattan looking to add a “Vice President, Head Of Compliance Control Room” to their team. Participate in the drafting of compliance related policies and procedures, making recommendations to develop or enhance business unit procedures as they relate to Compli...

TD Securities (USA) LLC
New York, New York

The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and disseminating regulatory developments to businesses they support, maintaining Compliance policies, managing complaints and regulatory filings, providing relevant t...

Madison-Davis
New York, New York

Global commercial bank located in Midtown Manhattan looking to bring on board a “Deputy Head Of Investment & Corporate Banking Regulatory Compliance” to join their team. Review conflicts of interest that may arise from business dealings of the organization and administer the global conflicts policie...

Scotiabank
New York, New York

Serves  as Compliance Officer within Bank Regulatory Compliance of the U. Actively pursues effective and efficient operations of their respective areas in accordance with Scotiabank’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effective...

S&P Global
New York, New York

Head of North Asia Sales, Software and Regulatory Compliance. We are seeking a dynamic and experienced professional to lead our sales efforts for the North Asia region, focusing on our suite of software and regulatory compliance products. The ideal candidate will have a proven track record in sales ...

Ares Management Corporation
New York, New York

Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory, which oversees all global regulatory matters including the Advisers Act, Investment Company Act and FINR...