Senior Corporate Securities Associate Attorney or Counsel
Company name : BCG Attorney Search
Experience : 4-20 yrs required
Location : Washington, DC, United States
Posted on : Oct 23, 2024
Valid Through : Nov 22, 2024
Profile : A law firm in Washington, DC, is seeking a Senior Corporate Securities Associate Attorney or Counsel to join their team.
The ideal candidate will have extensive experience in securities law and corporate governance, with a strong background in public company regulations and securities offerings.
This role requires a minimum of 6 years of in-depth experience in the field.
Duties :
- Advise clients on compliance with public company rules and regulations, including the Securities Act of 1933 and the Securities Exchange Act of 1934.
- Manage and oversee public and private offerings of securities, including drafting and reviewing registration statements and offering documents.
- Ensure compliance with national securities exchange listing rules and requirements.
- Prepare and file periodic reports on Forms 10-K, 10-Q, and 8-K.
- Draft and review proxy statements for annual and special shareholder meetings.
- Handle Section 16 Reporting, including Forms 3, 4, and 5, ensuring accuracy and compliance.
- Provide guidance on general corporate governance matters, such as drafting board resolutions, corporate policies, and press releases.
- Offer legal counsel on broker-dealer, FINRA, investment adviser, and fund formation issues as needed.
- Represent clients in regulatory investigations, enforcement actions, and compliance audits.
- Collaborate with other legal professionals within the firm to provide comprehensive legal services.
Requirements :
- Minimum of 6 years of in-depth experience in corporate securities law and corporate governance.
- Expertise in the Securities Act of 1933, the Securities Exchange Act of 1934, and related regulations.
- Proven experience with public and private securities offerings and knowledge of national securities exchange listing rules.
- Skilled in preparing and filing Forms 10-K, 10-Q, and 8-K, and drafting proxy statements.
- Proficient in Section 16 Reporting, including Forms 3, 4, and 5.
- Strong general corporate governance experience, including drafting board resolutions and policies.
- Experience with broker-dealer, FINRA, investment adviser, or fund formation is a plus.
- Bar admission required for the jurisdiction of practice.
Education :
Juris Doctor (JD) degree from an accredited law school.
Certifications :
Bar admission required for the jurisdiction of practice.
Skills :
- In-depth knowledge of securities law and corporate governance.
- Strong analytical and problem-solving abilities.
- Excellent drafting, legal writing, and communication skills.
- Ability to manage multiple projects and meet deadlines effectively.
- Proficiency in legal research and regulatory compliance.
- Strong interpersonal skills with the ability to work collaboratively in a team environment.
Job Location :
Washington, DC
Benefits Offered :
- Competitive salary with performance-based bonuses.
- Comprehensive benefits package, including medical, dental, and vision insurance.
- 401(k) plan with employer contributions.
- Supportive and dynamic work environment.
Company info : BCG Attorney Search
BCG Attorney Search
1629 K ST NW, Suite 300
Washington
District of Columbia
United States 20006
Phone : (202) 955-5585
Fax : (213) 895-7306
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