Head of FCRM Regulatory Response and Oversight (US)

Work Location :

United States of America

If you are interested in applying for this job, please make sure you meet the following requirements as listed below.

Hours : Pay Details :

Pay Details :

$160,000 $220,000 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions.

The base pay actually offered may vary based upon candidate’s skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs.

Line of Business :

Financial Crimes & Fraud Mgmt

Job Description : Depth & Scope :

Depth & Scope :

• Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any / all disciplinary actions, as required.
• Leads interactions with independent parties and legal, coordinating and managing events related to supervision and continuous monitoring, including working with businesses and functions.
• Negotiates scope and timing of reviews, monitoring requested data aggregation, and coordinating and attending meetings with control functions and business unit personnel.
• Collaborates with internal stakeholders to provide guidance on all matters related to documentation requests and continually monitoring all communications and meetings.
• Establishes and develops effective relationships within senior management, front line, second line (including independent risk, finance, HR, and Legal), Internal Audit to obtain information / documentation to respond to regulatory requests proactively and on time with quality.
• Contributes to the development and implementation of AML Compliance programs related to all aspects of AML and CFT laws.
• Proactively identifies key business opportunities, research and recommend enhancements / modifications, develop strategies to achieve recommendations and work closely with team to execute and implement.
• Monitors and communicates the effectiveness of strategies, programs, and practices related to own area of expertise.
• Protects the interests of the organization- identifies and manages risks, and escalates non-standard, high risk transactions / activities as necessary.
• Keeps abreast of emerging issues, trends, and evolving regulatory requirements and assess potential impacts.

Education & Experience :

• Bachelor’s degree required.
• 10+ years or equivalent level experience is required, including 5 years in control function, audit or similar experience.
• Considered a subject matter expert within the function.
• Demonstrated project management skills with the ability to develop, facilitate and bring projects to a successful conclusion.
• Strong communication skills, both verbal and written with ability to translate technical information so that users can effectively understand and make meaningful, informed decisions and recommendations.
• Outstanding capabilities in developing partnerships and influence decisions.
• Expert knowledge of call center operations, collection industry concepts, practices and procedures is required.
• Widespread and usable knowledge of FDCPA, TCPA, FCRA, GLBA, UDAAP and applicable state consumer laws and their impact to the organization is required.
• Established ability to identify and properly handle complex issues requiring a high level of expertise in making decisions is required.
• Proven ability to plan and facilitate the successful execution of multiple complex projects simultaneously is required.
• Effective working knowledge of Microsoft Office Word, PowerPoint, Excel, and Access.
• Ability to work effectively under time constraints within a fast-paced environment to deliver results by critical deadline.

Who We Are :

TD is one of the world’s leading global financial institutions and is the fifth largest bank in North America by branches / stores.

Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world.

Additional Information :

We’re delighted that you’re considering building a career with TD. We are committed to providing the support our colleagues need to thrive both at work and at home.

Accommodation :

If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at [email protected].

All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

J-18808-Ljbffr