Responsibilities
under the Family and Medical Leave Act ; Employee Polygraph Protection Act and Pay Transparency Nondiscrimination Provision .
Job ID R0290338
Senior Cash Management Sales Officer
Proactively follow-up on pending deals, keep track of each deal, provide status updates to sales manager & relationship manager, update sales pipeline and report the progress weekly & monthly to all relevant teams. Build strong sales pipeline together with other sales team members and report KPI res...
Compliance Advisory Officer – OTC Derivatives Sales & Trading
As a member of the Compliance Advisory Team, the Compliance Officer will assist with providing day to day coverage of the Global Markets Derivatives sales and trading business, which includes products such as Rates, Currencies, Equity, Credit and Commodities. Natixis seeks a VP-level Compliance Offi...
Senior Compliance Officer - Public Side Advisory - Executive Director
The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting...
Senior Equity Derivates Compliance Officer
Liaise with senior management in the equities derivatives business and functional leaders in compliance, legal, risk and other areas to provide effective challenge, guidance and advice. Participate in Compliance coverage for the Global Equity Derivatives business and in doing so, participate in vari...
Sr. Institutional Sales Officer - Northeast or Midwest
Institutional Sales Officer will be responsible for collaborating with various groups within TCW to raise new assets from institutional investors in a designated regional territory. At least 10 years industry experience with a minimum of 5 years of direct institutional sales experience. The successf...
Senior Index Sales Executive, Asset Managers
LI-JB1 #STOXX #SALES #MIDSENIOR. We are seeking a driven Index Sales Executive to join our team. If you’re passionate about sales, thrive in a dynamic environment, and are committed to driving results, we want to hear from you. Drive robust sales growth, consistently meeting or surpassing annual tar...
Institutional Sales Senior Associate - New York
As an integral part of the team and the sales distribution efforts of NYL Investments, the Institutional Sales Associate (ISA) is responsible for working with Institutional Relationship Managers (IRMs) in creating business plans and a sales strategy for developing and maintaining existing relationsh...
Senior Vice President, Compliance Officer
PIMCO is seeking a Senior Compliance Officer to join its global compliance team within the Legal and Compliance Department, focusing on the U. The ideal candidate will be based in PIMCO's New York Office and will play a crucial role in supporting the Funds’ Chief Compliance Officer and the U. Admini...
Senior Associate, Client Coverage (Sales)
Sales (EEO-2 Job Categories-United States of America), - Middle Professional Tier II-Ou Sales (EEO Job Group). Develop and execute a sales plan for your defined territory with an eye toward driving new business and growing revenue in accordance with team goals and KPIs. Develop proficiency in criti...
Senior Compliance Officer - Trade / Export Control - Legal & Compliance
Senior Compliance Officer - Trade / Export Control - Legal & Compliance. The Global Compliance team within Bloomberg’s Legal & Compliance Department provides coverage of our regulated entities and products including support for our non-regulated products and services. The Compliance Officer will mai...