Compliance Associate
A company is looking for a Compliance Associate in the US.Key Responsibilities : Overseeing regulatory obligations for a consumer credit companyExecuting compliance monitoring and testing to ensure adherence to rules and regulationsManaging state reporting obligations related to insurance and lending productsRequired Qualifications : 3-5 years' experience in compliance testing or regulatory compliance in financial servicesAbility to analyze consumer compliance laws and regulationsExperience in consumer lending businessFamiliarity with laws such as AML / OFAC, Truth in Lending Act, and Equal Credit Opportunity ActStrong collaboration skills and ability to work in a fast-paced environment
Security Risk and Compliance Associate
The Security Risk and Compliance Associate position reports to the VP, IT Risk & Compliance and assists in the building, support and maintenance of the GRC program. The Security Risk and Compliance Associate is a highly respected, influential and in-demand role within the business. As a primary poin...
Senior Compliance Associate - Quality Assurance
A company is looking for a Senior Compliance Associate - Quality Assurance. ...
Regulatory Compliance Risk Senior Associate
Practical experience involving compliance testing, compliance audits, compliance training, data analytics at banks and financial institutions of various types and sizes. As a Regulatory Compliance and Operational Risk Senior Associate, you will get the opportunity to grow and contribute to our clien...
Compliance Associate
A company is looking for an Associate, Compliance (Account Review). ...
Compliance-Monitoring/Testing Senior Officer-Associate
As a Compliance, Conduct and Operational Risk (CCOR) Branch Examination Associate within our global/regional Compliance teams, you will be expected to form effective partnerships with various Line of Business (LOB) units. As part of Risk Management and Compliance, you are at the center of keeping JP...
Senior Associate, Third Party Compliance
KPMG is currently seeking a Senior Associate, Third Party Compliance to join our Compliance organization. Senior Associate, Third Party Compliance. Review services to be rendered by entities and individuals to determine type of services to be provided and the relevant compliance requirements. Liaise...
Corporate Compliance Officer
This is a corporate, enterprise-wide role, serving as a resource to our programs and senior leadership regarding issues of Compliance & QA/PI. The Corporate Compliance Nurse is a professional, registered nurse responsible for all the quality activities of the organization and will work with area Dir...
Compliance, RPG - Futures & Commodities Regulatory Exams & Inquiries, Associate
As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; ...
2025 Compliance Associate Program - Summer Associate Opportunity
Join our 2025 Compliance Associate Program as a Summer Associate and be part of our Compliance organization, developing solutions that meet regulatory requirements and business needs. As a Summer Associate in our 2025 Compliance Associate Program, you will be part of our Compliance organization, wor...
Senior Associate - AML Regulatory Compliance Consulting (Global Banks)
RSM's AML/Regulatory Compliance group is currently seeking a strong resource to join our fast growing Risk Consulting practice at the Senior Associate level. This position will lead and deliver regulatory compliance internal audits, assessments, model validations and other services at client locatio...