Deputy General Counsel: Regulatory & Corporate
Who are we?
Please read the information in this job post thoroughly to understand exactly what is expected of potential candidates.
FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit & treasury management, prime offering and market making services.
Given our global operations, industry-leading technology and deep liquidity, we have facilitated client transactions of $1 trillion in volume.
Our products & services are regulated, compliant and trusted.
We are a team of engineers, product builders, institutional sales and trading leaders, operations experts, and business strategists.
Our teammates have entrepreneurial experience and come from companies such as Google, Apple, Paypal, Citadel, Bridgewater, and Goldman Sachs.
And, we embody our values : Think big; Drive bold outcomes; Be one team; Iterate with speed; and be an entrepreneur.
We prioritize learning. Outcomes are mission-critical, but we also believe that learning in success and in failure will drive our continued success.
Our industry is emergent - there’s no shortage of experiments to get involved with and to continue growing and learning together.
Location
Hybrid in San Mateo, CA or New York City, NY or Remote-Flexible
About the Role
In this role, as part of a forward-thinking digital asset firm serving over 700 clients, you'll be part of our legal team navigating the complex tapestry of global regulations critical to our operations.
As a seasoned attorney with at least nine years of practice, you will bring your substantial legal expertise, preferably with at least four years honing your skills in a global context, to advise on a range of corporate matters from intellectual property to governance, with a strong emphasis on regulatory compliance across the U.
S., U.K., E.U., and occasionally APAC and LATAM regions. Your role is vital to our business functions to ensure compliance and comprehension of our global legal duties.
You will keep us ahead in this dynamic, evolving industry. You will report directly to our General Counsel and get exposure to our executive team.
Responsibilities
Oversee the implementation of internal policies and procedures, ensuring the company's adherence to global regulatory standards and frameworks.
Conduct risk assessments and develop strategies to mitigate those risks. Collaborate with our internal GTM revenue team, international legal team, and global compliance function.
Monitor and interpret legislative and regulatory changes in every jurisdiction where FalconX operates, ensuring company policies comply with the latest rules.
Coordinate with different departments to meet regulatory requirements, prepare necessary filings and documentation, and provide guidance on regulations for new product or service introductions.
Analyze and address inquiries from regulatory agencies and advise on how changes in regulations affect company operations.
Develop comprehensive plans for regulatory exams and inspections. Manage communications with regulators, including timely filings and responses.
Provide legal guidance to the executive team on the risk and benefits of corporate strategies. Ensure meticulous maintenance of board meeting records and decisions.
Manage the review and updates of the company's foundational documents like articles of incorporation and bylaws.
Provide expert advice on the legal implications of company strategies and potential business impacts, including strategic partnerships, mergers, and acquisitions.
Draft and negotiate complex contracts and steer legal aspects of strategic projects to protect company interests.
Requirements
- Juris Doctor (JD) or equivalent law degree
- Admission to a State Bar or equivalent legal qualification
- 9+ years practicing law
- 4+ years in a global regulatory environment
- 5+ years of experience working with or in direct exposure of Financial Services institutions or FinTech companies
- Experience with regulatory compliance in U.S., U.K., and E.U. jurisdictions
Necessary Experience
- Proven ability to interpret and apply multi-jurisdictional regulatory laws
- Aptitude for drafting and negotiating complex contracts
- Expertise in legal risk assessment and mitigation strategy development
- Experience with legal aspects of mergers and acquisitions
- Knowledge of international global markets and associated compliance requirements
- Knowledge with the legal frameworks specific to digital assets and financial services
- Proven experience in managing international legal teams or counsels
- Record of accomplishment in reducing potential risks through strategic legal planning
- Track record of building deep relationships with Board of Directors, Shareholders, and internal Executives to ensure a strong partnership across stakeholders
Nice-to-haves
- Experience at an existing cryptocurrency, digital asset, blockchain, or web3 organization
- Exposure to Intellectual Property Law, Privacy Law, Employment Law, Governance, or other Corporate Legal Functions
- People management or department leadership
Compensation :
This is a full-time position with an expected annual compensation of $210,000.00 - $310,000. The actual compensation for a successful candidate may vary based on factors such as skill set, relevant experience, qualifications, and other relevant factors.
This position also offers other forms of compensation and benefits consisting of overtime compensation (when applicable), relocation assistance (if applicable), performance-linked bonus, paid time off (including sick time) benefits, paid Company holidays, participation in the Company’s equity and 401k retirement plan, competitive employee health, dental, and vision benefits each subject to the terms and conditions of the governing plan documents and Company policies.
J-18808-Ljbffr
Deputy General Counsel
The DOC is seeking a qualified candidate to fill an executive vacancy for Executive Agency Counsel, M-IV, designated Deputy General Counsel, Legal Matters. Under the executive direction of the Deputy Commissioner for Legal Matters, with wide latitude for independent judgment, action and decision mak...
Deputy General Counsel, Commercial
We are looking for a dynamic lawyer to join our team as Deputy General Counsel, Commercial, managing important commercial legal matters, including key partnerships, new business development and product/service lines, marketing and advertising, regulatory compliance and contracts. Reporting directly ...
Assistant General Counsel, Regulatory
Prepare Regulatory Notices, rule guidance and other correspondence with member firms, their outside counsel and other interested parties. Render senior-level legal advice and support in connection with the complete life cycle of the adoption of new regulatory initiatives, and serve as subject matter...
Deputy Head of Investment and Corporate Banking Regulatory Compliance
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The Conflicts Management Group (“CMG”) in the Americas is responsible for the regulatory advisory function and the management of conflicts of interest, MNPI and ...
Director, Associate General Counsel, Corporate
Advise on and oversee all legal aspects of corporate transactional matters, including M&A, investments, asset-backed credit facilities, securitization offerings and other strategic corporate and commercial transactions including, where necessary, supervising and coordinating with outside counsel...
U.S. Bank Regulatory Attorney - Executive Director, Assistant General Counsel
As a Bank Regulatory Attorney – Executive Director, Assistant General Counsel, you will be part of a team that reviews new activities, capital investments and acquisitions, advises on the impact of. Authorized to practice as corporate counsel and a member of good standing in the state/jurisdiction i...
Senior Corporate Counsel, Regulatory
Under the supervision of the Carta Deputy General Counsel–Regulatory, you will:. Assist with the coordination and collaborative interaction with regulatory agencies and handling of regulatory agencies’ inquiries and examinations. Evaluate new and existing products and services provided by Carta and ...
Deputy Commissioner, General Counsel
The General Counsel will directly supervise two Deputy General Counsels who provide daily supervision of all Legal Division staff in addition to complex legal work, as well as one Executive Agency Counsel who is primarily responsible for preparation and review of Department contracts and memoranda o...
Associate General Counsel, Regulatory & Quality (NJ/NY/ Washington DC/ Remote US)
The Associate General Counsel, Regulatory & Quality, will support a wide variety of FDA regulatory and quality matters related to the design, manufacture, distribution, and sale of Getinge medical devices worldwide, including product submissions, premarket activities, quality system regulations, man...
VP, Assistant General Counsel - Regulatory
Seeking an experienced regulatory attorney who will be responsible for handling responses to regulatory inquiries, conducting investigations and additional ad-hoc tasks. Demonstrable experience in conducting regulatory investigations and/or responding to regulatory inquiries. This hire will be a mem...