Audit Manager - Global Markets - Electronic Trading

Job Description

Job Description

NASC GLOBAL is conducting a confidential search for our esteemed client for an onsite Audit Manager - Global Markets - Electronic Trading located in New York, NY.

You will assume the role of Auditor-in-Charge (AIC) with overseeing specific audit areas and executing the audit strategy for their Lines of Business (LOBs).

This position involves driving a risk-based approach to auditing by defining scope and test procedures, evaluating control environments, and ensuring compliance with audit policies.

The compensation salary range for this role is $150,000 $160,000.

Responsibilities :

• Execute Audit Strategy : Develop and implement risk-based auditing strategies by defining audit scope, crafting audit programs, and leveraging innovative methods to produce high-quality audit reports promptly.
• Oversee Audit Testing : As the Auditor-in-Charge, you will ensure that audit testing is conducted efficiently, meeting quality standards and audit policies.
• Assess Business Impact : Evaluate the impact of findings on business processes, controls, and strategies. You’ll recommend severity ratings and escalate significant trends as necessary.
• Influence Management : Utilize your intellectual curiosity and judgment to engage with management effectively, driving improvements in the control environment and fostering continuous enhancements in auditing practices.
• Mentor Team Members : Guide and support your team daily, promoting an inclusive work culture while nurturing their professional development.
• Maintain Business Relationships : Build and strengthen partnerships with business leaders, primarily line management, to enhance understanding of business operations.
• Utilize Analytical Skills : Apply your expertise in Global Markets Electronic Trading to perform audit testing and support your team in delivering quality reports to business leaders.
• Manage Multiple Audits : Lead and execute various areas of test work during audits, demonstrating strong project management skills and the ability to raise and address concerns effectively.

Required Qualifications :

• Bachelor’s degree or Master's degree in Business, Economics, Finance, or MBA.
• At least 6-7 years of experience in Audit, Risk, Business Control, Compliance, Finance, or related fields.
• A solid understanding of Electronic Trading, including Direct Market Access, algorithmic trading strategies, and sponsored access.
• The ability to plan and execute audit test plans using a risk-based methodology.
• Strong organizational, analytical, and communication skills, with the capability to influence management effectively.
• A proactive approach to learning and teaching others, coupled with a positive attitude and intellectual curiosity.
• Exceptional analytical skills, with the ability to distill large data sets into actionable insights.
• The flexibility to manage multiple tasks and adapt to changing priorities.
• Proficiency in Microsoft Office and excellent communication skills for engaging with management at all levels.
• Knowledge of financial instruments and principles of financial risk management, particularly in Global Markets.

Desired Certifications :

• Certified Internal Auditor (CIA)
• Certified Information Systems Auditor (CISA)
• Certified Public Accountant (CPA)
• Chartered Financial Analyst (CFA)
• Certified Risk Management Assurance (CRMA)

Req # : 2371

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