Chief Compliance Officer
A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity.
Key ResponsibilitiesDevelop and maintain compliance policies, procedures, and controlsConduct compliance monitoring and prepare regulatory reportsOversee compliance training and manage regulatory inquiries and incidentsRequired Qualifications7+ years of compliance experienceStrong knowledge of SEC regulations and lawsIn-depth understanding of BSA, OFAC, KYC, and EDD requirementsExperience working with outside legal counselMust love dogs
Chief Compliance Officer
A company is looking for a Chief Compliance Officer to ensure adherence to laws, regulations, and industry standards while promoting a culture of integrity. ...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Deputy, Chief Compliance Officer
As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s...
Chief Compliance Officer
Chief Compliance Officer (San Francisco, CA): Our client, a successful hedge fund with approximately $3B in AUM, is seeking a talented and experienced CCO to help run all aspects of the compliance program. Manage the firm’s overall compliance program and develop, review, and update the firm's compli...
Chief of Staff, Population Health Management - Remote
The role will focus on supporting the development of the PHM Service, a groundbreaking data platform for Medicaid that Gainwell has been selected to deliver, sponsored by the state of California. Demonstrate the ability to conceptualize components of a business issue to aid in the analysis and defin...
Chief Operating Officer
Under the direction of the Vice Chancellor of University Advancement & Alumni Relations, the Chief Operating Officer provides strategic planning, management, and direction to support and promote fundraising as related to the following functional areas: Information Management and Database Administrat...
Chief of Staff Technology Operations
Key Responsibilities:Provide strategic support to the CTO in executing projects that align with technological and business objectivesOversee the R&D portfolio and facilitate product enablement through various teamsManage financial operations within the technology department, including budgeting and ...
Forward Deployed Engineer / Chief Of Staff (eng)
Role can lead up to a Chief of Staff, (Eng) path; mix of PM, Operations, 0->. We work directly with COOs and CEOs to plan their businesses top of funnel - which accounts for 30 - 95% of a businesses' entire revenue. Wizard of Oz Sprint (1 hour, CEO) - same day delivering of solution. Problem identif...
Chief Operating Officer
We are seeking an experienced and strategic Chief Operating Officer (COO) who will also take on key financial leadership responsibilities. ...
Tax Specialist (tax Compliance Officer) - Direct Hire - 6-month Register
Large Business and International, Director, Withholding, Exchange and International Individual Compliance (WEIIC), DFO IIC. Identify issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to res...