Key Responsibilities:Develop and document audit road-map and compliance standardsResearch and interpret system logs and complex workflowsOversee and coordinate audit projectsRequired Qualifications:Bachelor's Degree in a related field with 6+ years of relevant experience5+ years of compliance experi...
Address emails and phone calls coming into the Compliance Inbox and Compliance Hotline. The Broker Dealer (BD) Compliance team is responsible for making sure that the Firm’s policies and procedures are followed regarding the products, processes, procedures, and services offered. Respond to and addre...
A company is looking for a Compliance Analyst - Registration to process registration requirements for registered representatives and associated persons of affiliated broker-dealers. ...
Maintain, update, and oversee the compliance monitoring tools to aid in the adherence to client guidelines and the enforcement of the Code of Ethics and Compliance Manual. This position reports to the Compliance Manager – Asset Management and offers an opportunity to make a significant impact on our...
A company is looking for a 340B Audit-Comp Analyst to assist with the coordination of the 340B Drug Pricing Program across its health system. ...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
The Senior Regulatory Compliance Analyst-Epic Measures supports the delivery of the Promoting Interoperability, Quality Payment Program and the Inpatient Quality Reporting Program electronic measures compliance, which focuses on the Electronic Health Record and associated applications. This Senior A...
Trade Compliance Engineer and Analyst. This entry-level position ensures compliance with applicable U. Collecting, reviewing, and approving Customer End Use and Export Compliance Certifications (EUC). ...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
Review and approve company, product, and producer advertising material for compliance with state and federal advertising laws and regulations. Participate in regulatory and corporate audits for advertising compliance. Contribute to the development of new and/or enhanced compliance programs and enter...
Under general supervision, the Analyst will support the institution’s compliance andprivacy management functions. The Analyst is responsible for all ongoing activities related to the development, implementation, maintenance of, and adherence to the organization’s policies and procedures covering the...
The Compliance Monitoring Analyst reports to the Compliance Sr. Manager and is primarily responsible for executing monitoring activities within DaVita’s regulatory compliance monitoring program. This role is responsible for designing, maintaining and continuously improving upon compliance monitoring...
You'll be a member of the Content and Policy Analyst that define content standards and outline policy and inclusion criteria for our FCC and Trade Compliance business. You will support the management of our World Compliance data, specifically the maintenance and dissemination of our researcher-facin...
Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan documents, summaries of plan provisions, and related plan materials to ensure accuracy and compliance with regulations. Supports the Plan Cons...
The surveillance analyst position works directly with the Senior Analyst team leader. Assist in responding to inquiries from Compliance/Supervision. Must have 1-2 years of experience in Compliance, Surveillance and/or Supervision. ...
Under general supervision, the Analyst will support the institution’s compliance andprivacy management functions. The Analyst is responsible for all ongoing activities related to the development, implementation, maintenance of, and adherence to the organization’s policies and procedures covering the...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Our client is seeking a financial analyst to join the Risk Oversight & Compliance Division of the Financial Risk Management Division. The Financial Analyst will provide risk analysis and consultancy for risk-based decision-making and management advice. ...
Must have at least 15 years of experience.At least 10+ years' experience managing complex projects requiring coordination across multiple business lines/organizations.Experience with IT projects in the Financial Industry.Experience with IT projects utilizing multiple technologies and frameworks, par...
Vertafore is seeking a full-time Compliance Analyst focusing on governance, risk, and compliance (GRC) to join its Privacy and Compliance team. As an analyst, you will start building knowledge to become the subject-matter expert within Vertafore's Privacy and Compliance program, focusing on complian...
Splunk is looking for a motivated Senior Analyst who is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. You will ensure proper identification and mitigation of risks / processes / internal control gaps that have potential operationa...
Participates in developing new compliance systems and tools to support large compliance projects. Reviewing existing policies and procedures for OATT compliance, OASIS and internet postings and other periodic requirements as laid out in various FERC rules and orders. Strive for consistency in qualit...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
We are seeking a Tax Compliance Analyst to join our team. Minimum of 4 years experience in tax compliance or related financial roles in state reporting and compliance. This position will be responsible for ensuring compliance with federal, state, and local tax regulations and reporting. The ideal ca...
Description & Requirements The Compliance Management Analyst will support OS in various aspects, including, but not limited to, OS Security Compliance, collaboration with OS Staff Divisions (StaffDiv), coalition building, and awareness programs that promote all OS Cybersecurity initiatives. Thi...