As an Entry-Level Compliance Analyst, you will play a crucial role in supporting our compliance projects and initiatives. Assist in Compliance Reviews: Support the team in evaluating policies, procedures, and practices to ensure compliance with federal regulations. Working under the guidance of expe...
Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)s Compliance Testing - Branch Examinations team responsible for assessing compliance risks and controls implemented by Citis first and second line of defense. Performs compliance controls testing, transaction...
This role will focus on supporting 10+ GRC applications across two platforms (Archer and OpenPages) and their respective business owners in enhancing these systems to ensure they continue to effectively support governance, risk, and compliance activities. ...
Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; assessing rela...
The AML Program Assessment (PA) team acts as the key AML contact for the Treasury & Trade Solutions businesses for Foreign Correspondent Banks (FCB) and P management, identification and escalation (where required) of AML risk as related to our FCB& PI client's AML Programs, controls and activity.As ...
The Compliance Risk Management Senior Analyst, Assistant Vice President serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM) responsible for Financial Planning and Analysis, Annual Budgeting, Headcount Tracking, Quarterly Multi-Year Multi-Scenario Forecasting ...
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
In this function FCB / PI REM Analysts perform 1) a Quality Checker review for completeness and accuracy; and 2) a risk evaluation to holistically assess the risk attributes in conjunction with the clients KYC Profile to determine whether to on-board or maintain the relationship from a risk perspect...
Compliance Senior Analyst, Independence Consultation – Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our Inde...
The Compliance & Risk Analyst II is primarily responsible for audit readiness, compliance issue investigation and reporting, compliance information management, and controls/monitoring for multiple stakeholder sets. Interacts with all levels of TSI IT&T; selected individuals in TEC Energy Del...
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
Knowledge of basic compliance principles and standards, including industry best practices and compliance controls. Support the facilitation of impact assessments to evaluate new or changing regulations and readiness for compliance. Evaluate new initiatives and business ventures to identify and evalu...
Compliance position that has an advanced understanding of all plan types and facilitates more complex interactions with the Plan Consultants. Ability to successfully complete and support the work outlined for the Compliance Associate roles. Reads and comprehends retirement plan provisions from plan ...
Job description Infosys is seeking a Risk and compliance Business Analyst in Financial services Domain. Experience as an IT BA – working on Risk and compliance Domain. Extensive experience in top 20 US financial organization with Risk and compliance applications• Actively aid the consulting team in ...
The Virtus CLO Compliance/Analytics Team handles the financial modeling, reviewing, and stress testing compliance models for collateralized loan obligations (CLOs) and similar transactions. The Senior CLO Compliance Analyst is responsible for ensuring models are developed, reviewed, and tested in ac...
The Privacy and Compliance Analyst is responsible for supporting a variety of firm-wide projects and initiatives for the team. Serving as a privacy and compliance resource to teams and workgroups to continuously improve processes designed to mitigate risk of non-compliance;. Candidates should have a...
We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior-CFO to work a hybrid schedule from one of our regional offices. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the Second Line of Defense's oversight of the Chief Fina...
At Regions, the Business Unit Compliance Analyst is a first line of defense risk management function that ensures that business unit activities follow necessary rules and regulations and comply with legal boundaries and jurisdictions. High School Diploma or GED and seven (7) years of experience in C...
Performs technical export compliance review including product classification. Perform technical compliance review of all export transactions including license determination. ...
The analyst will complete the investigations from beginning to completion according to Sutton Bank's AML procedures and policies. Interacts with bank examiners, internal auditors, and compliance personnel during BSA and AML related audits and examinations, if necessary. Assists with training and coa...
Experience as an IT BA – working on Risk and compliance Domain. Extensive experience in top 20 US financial organization with Risk and compliance applications. ...
The Compliance & Risk Analyst II is primarily responsible for audit readiness, compliance issue investigation and reporting, compliance information management, and controls/monitoring for multiple stakeholder sets. Interacts with all levels of TSI IT&T; selected individuals in TEC Energy Delivery, E...
Do you have an eye for detail and a passion for developing innovation solutions? Join our team! The Sr Supply Chain Compliance Systems Analyst is responsible for overseeing the compliance of SNC's Source-to-Pay (S2P) system areas such as application development, application compliance, systems compl...
Conduct and/or support compliance reviews under the direction of the Americas Head of Compliance Testing in order to assess and review compliance with legal, regulatory and internal firm policy requirements. Investment bank with offices in Jacksonville, FL looking to bring on board an “Compliance Te...
Knowledge of basiccompliance principles and standards including industry bestpractices and compliance controls. Review policies and procedures that demonstrate compliance withregulatory requirements and work to address gaps andinconsistencies. Support the facilitation of impact assessments to evalua...