We are currently seeking a Financial Services Risk and Compliance Consulting Director to join our team in Charlotte, NC, or NYC,United States (US). The Risk & Compliance Consulting team includes management consultants who help our Financial Services clients effectively navigate today's risk manageme...
As the Director of Infosec Compliance, you will lead all aspects of Information Security compliance for GXO Logistics globally. Report regularly on the status of all compliance related activities including compliance processes metrics, issues, and remediation actions. You will define the compliance ...
Reporting directly to the Commercial Operations Director, the Project Director, Federal Compliance is responsible for the design, development, and implementation of the Federal Compliance project for the US Nuclear business segment by implementing plans and policies to achieve overall corporate obje...
Reporting directly to the Commercial Operations Director, the Project Director, Federal Compliance is responsible for the design, development, and implementation of the Federal Compliance project for the US Nuclear business segment by implementing plans and policies to achieve overall corporate obje...
The Director of Compliance position, based in RTP, NC, is a full-time role integral to our company’s growth. The Director of Compliance will closely collaborate with the TruLab Quality and Executive Teams and report directly to Executive Leadership. The TruLab solution empowers drug developers to tr...
This will be accomplished through assisting in the development, administration, and ongoing maintenance of an internal regulatory reviews, regulatory change management and assessments program designed as a “compliance oversight” function to ensure Barings and entities to which Barings has compliance...
The Director of Sales Practice Compliance assists in the sales practice compliance of Barings offices located in the US. Director, Compliance – Sales Practices. In addition, the Director will assist in developing and maintaining compliance practices for the conduct of business outside the US. Other ...
We are seeking a Director to lead, plan, and oversee the fair banking compliance outsourcing projects, with a specific emphasis on fair lending, CRA, and UDAAP. Work with other Managers, Directors, and clients to address compliance issues. An exciting job opportunity is available in CLA's Financial ...
Senior Director Field Compliance. This position is responsible for traveling to division programs to perform comprehensive compliance audits. Demonstrated leadership skills and ability to design and implement effective change programs Monitor the company compliance plan. ...
Provide guidance to business units and compliance staff on relevant investment compliance issues. Associate Director, Guideline Management. Title: Guideline Management – Senior Associate / Associate Director. This is a visible position within the organization, often interacting with members of the f...
This will be accomplished through assisting in the development, administration, and ongoing maintenance of an internal regulatory reviews, regulatory change management and assessments program designed as a “compliance oversight” function to ensure Barings and entities to which Barings has compliance...
Utilize your International Trade Compliance expertise in a manufacturing and distribution environment to lead a global Trade Compliance team. As the International Trade Compliance Director, you have the primary responsibility to respond and manage all inquiries and challenges from Customs Authoritie...
Conducting Compliance Investigations Investigate compliance incidents in the U. In this role, you will conduct investigations, offer legal guidance, manage investigation quality, engage with stakeholders, utilize data analytics, and help coordinate trade sanctions compliance. Providing Legal Guidanc...
We are currently seeking a Financial Services Risk and Compliance Consulting Director to join our team in Charlotte, NC, or NYC, United States (US). The Risk & Compliance Consulting team includes management consultants who help our Financial Services clients effectively navigate today’s risk ma...
The Solution Advisory Director is a solution and domain specialist in our Solution Advisory Group for our Compliance solutions in the Accounting & Consulting industry including Employee Compliance, Intake, Conflicts, and Terms. Solutions Advisory Director, Compliance Solutions, Accounting & Consulti...
Title: Associate Director, Portfolio Compliance . Provide guidance to business units and compliance staff on relevant investment compliance issues. This is a visible position within the organization, often interacting with members of the firm’s Portfolio Management, Trading, Legal, Compliance, Risk,...
Establishing compliance standards and procedures to mitigate compliance risks and improper conduct, ensuring these standards are institutional throughout the business units, and monitoring compliance with such standards. Developing and maintaining a robust compliance program, with a focus on complia...
This will be accomplished through assisting in the development, administration, and ongoing maintenance of an internal regulatory reviews, regulatory change management and assessments program designed as a “compliance oversight” function to ensure Barings and entities to which Barings has compliance...
As the Director of Infosec Compliance, you will lead all aspects of Information Security compliance for GXO Logistics globally. Report regularly on the status of all compliance related activities including compliance processes metrics, issues, and remediation actions. You will define the compliance ...
Compliance Director - Institutional Equities, Options & Fixed Income. ...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Global Insurance Compliance is seeking a Compliance Director on its Global Sales, Digital Marketing and US Marketing team. The Compliance Director will be responsible for a full range of compliance matters and work closely with the CCO of Global Digital Marketing and US Marketing as well as the Glob...
Reporting directly to the Commercial Operations Director, the Project Director, Federal Compliance is responsible for the design, development, and implementation of the Federal Compliance project for the US Nuclear business segment by implementing plans and policies to achieve overall corporate obje...
We are currently seeking a Financial Services Risk and Compliance Consulting Director to join our team in Charlotte, NC, or NYC, United States (US). The Risk & Compliance Consulting team includes management consultants who help our Financial Services clients effectively navigate today’s risk managem...