Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)s Compliance Independent Assessment (CIA) Team responsible for assessing significant compliance risks and controls implemented by the global Markets Business; serves as global product lead , managing the enga...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and responds effectively to security incidents. This includes the management and oversigh...
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM)s Compliance Independent Assessment (CIA) Team responsible for assessing compliance with Volcker rule, Swap dealer requirements and significant compliance risks and controls implemented by the global Markets ...
The Director of Employee Relations and Compliance will be responsible for:. Stay abreast of relevant labor laws, regulations, and industry best practices to ensure compliance through networking and self-directed learning. Track and ensure compliance requirements are implemented across all HR COEs. R...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization’s adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization's adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and responds effectively to security incidents. This includes the management and oversigh...
Collaborate closely with Compliance Monitoring concerning internal compliance assessments and risk reviews, and with appropriate Compliance, Regulatory and other teams concerning any potential external audits or examinations to produce responsive procedural or other documentation as appropriate. Str...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and responds effectively to security incidents. Senior Director, Information Security and...
The Director of ATS and trade surveillance will work under the general direction of the Chief Compliance Officer and will support FUTC's newly established ATS and trade surveillance for the firm's clients. Conduct thorough analysis to develop and implement compliance oversight tools. Provide...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and respond effectively to security incidents. Expert knowledge of Cyber/Information Secu...
Reporting to the Dean of Students, the Assistant Dean/Director of Student Compliance for Rutgers University-Newark is responsible for creating and implementing a comprehensive plan to ensure that Rutgers University-Newark is in compliance with Title IX and ADA regulations as well as related federal,...
Develop and execute an engagement and integration plan in symphony with other Compliance Associate Directors as well Compliance Directors for US Compliance to incorporate requirements and training into commercial operations, and vendors, based on identified gap analyses and risks assessments or pote...
Compliance Quality Assurance Director, AIG Programs Division. We are seeking a highly motivated, results-oriented problem solver who exemplifies a willingness to be flexible, learn on the job, and gain multi-faceted experience with a full scope of Commercial Lines P&C products as well as multi-f...
Our client is currently seeking a Associate Director, Compliance for a permanent/direct hire position that will sit 2-3 days per week onsite in Jersey City, NJQualified candidates may reach out to for immediate consideration. Assist with the development, improvement, and implementation of internal C...
Being a member of the Risk Align Compliance team, the Associate Director will assist in evaluation and monitoring of key controls demonstrated by DTCC's Financial Risk Management function, to maintain compliance with applicable regulatory requirements, primarily Covered Clearing Agency Standards ("C...
The candidate will be a strategic partner to the COO and work closely with the Chief Compliance Officer (CCO) to execute IMBD Compliance’s strategic initiatives aligning these efforts with the overall vision and goals of the Global Compliance Department. Investment Management and Broker-Dealer Compl...
The Director of Risk, Compliance and Privacy is responsible for the facility’s risk management activities, which includes but may not be limited to a general knowledge of the insurance programs, assisting with claims/losses at the facility, interfacing with legal counsel, administering the risk man...
The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for identifying key money laundering risks and how the mitigation of those risk...
The Director of Employee Relations and Compliance will be responsible for:. Stay abreast of relevant labor laws, regulations, and industry best practices to ensure compliance through networking and self-directed learning. Track and ensure compliance requirements are implemented across all HR COEs. R...
The Senior Director of Information Security and Compliance develops and implements comprehensive strategies, policies, and procedures to identify and mitigate risks, ensure compliance with industry regulations, and responds effectively to security incidents. This includes the management and oversigh...
Provide oversight of the execution of key Regulatory Compliance Management Framework program elements. Surveillance and CM Shared Services Compliance on Control Room related monitoring. LoD oversight of regulatory change, issues management and compliance risk assessments. Chief Compliance Officers; ...
The Director of ATS and trade surveillance will work under the general direction of the Chief Compliance Officer and will support FUTC's newly established ATS and trade surveillance for the firm's clients. Conduct thorough analysis to develop and implement compliance oversight tools. Provide complia...
The Compl AML Core Sr Director manages multiple teams of senior professionals through other senior managers. Design, develop, deliver, and maintain best-in-class AML Compliance policies and practices; provide a mechanism for identifying key money laundering risks and how the mitigation of those risk...
The Director of ATS and trade surveillance will work under the general direction of the Chief Compliance Officer and will support FUTC's newly established ATS and trade surveillance for the firm's clients. Conduct thorough analysis to develop and implement compliance oversight tools. Provide complia...