Assists in the preparation of reports to the Audit and Compliance Committee of the CHRISTUS Health Board of Directors concerning activities of the compliance function, including the completion status of the annual Work Plan, significant findings from completed compliance audits, and the status of ma...
Director, Technical Accounting, Compliance, and Compliance. Build the Technical Accounting and Compliance team from scratch. Oversee the implementation of internal controls, ensuring SOX compliance and addressing any deficiencies. Deliver training to the Global Accounting & Reporting organizatio...
The Compliance Director is responsible for creating, reviewing, and overseeing the execution of effective compliance strategies that will ensure our operations and business practices are aligned with the overarching requirements of applicable state and federal laws. You will supervise the performanc...
Reporting to the Vice President, Employee Relations, DEI, and HR Compliance, the Director, Employee Relations and HR Compliance, provides leadership and direction to employee relations staff to successfully resolve routine to complex people issues to mitigate organizational risk. Job Title & Spe...
Quality and Compliance Director Summary. Create compliance and quality education materials and present on that material. Ensure agency compliance with all local, state, and federal law relating to the operations of the agency. At least three years of experience in a hospice-specific quality or compl...
Compliance & Ethics (C&E) is seeking a Director to own the creation, management, and oversight of program initiatives chartered to enhance existing governance and oversight of the Compliance Management Program (CMP). Center 1 (19052), United States of America, McLean, VirginiaCompliance Director. As...
Director of Compliance & Licensing,. Develop risk-based compliance testing of existing procedures and controls to identify and correct non-compliance. Compliance and Licensing Professional with experience in the wine and spirits industry. In this exciting leadership opportunity, you will create and ...
The Originations & Fair Lending Compliance Director is responsible for Compliance Monitoring and Advisory duties within Santander Consumer USA and Santander Bank N. Fair Lending and Originations Compliance DirectorCountry: United States of America. The Director will oversee a team of Compliance prof...
We are currently seeking a Director of Human Resources Employee Relations and Compliance. The Director will be responsible for directing and conducting employment investigations and resolutions, implementing and overseeing policies, strategies, and programs that ensure compliance with HR regulations...
Director Billing, Regulatory, and Provider Coding Compliance is responsible for planning, developing, and enforcing compliance programs for Baylor Scott and White Health (BSWH), which may include varied compliance functions and programs such as provider regulatory compliance, coding compliance, comp...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
IT Compliance Testing Associate Director. Being an Associate Director on the Compliance Testing team with a focus on testing Information Technology (IT) controls, you will be responsible for running testing projects and managing people on those projects. The IT Compliance Testing Associate Director ...
The Director, Compliance reports to the Deputy Chief Compliance Officer. The responsibilities of this role include leading and developing a team managing and performing branch office examinations, oversee the Firm’s compliance communications, develop and conduct field training, assist with the Firm’...
The Assistant Director of Compliance – Research & Academic will work with campus leadership, faculty, and related operations teams to ensure current and ongoing management of and education regarding compliance programs that align operational practices with applicable policies and regulations. In con...
Program Director, Compliance Operations and Project Management – Hybrid. ...
Assistant Director, Compliance Research & Academics. Assistant Director, Compliance – Research & Academics. This critical role will work closely with campus leadership, faculty, and research teams to ensure compliance with applicable regulations in research and academic operations. Oversee complianc...
Compliance & Ethics (C&E) is seeking a Director to own the creation, management, and oversight of program initiatives chartered to enhance existing governance and oversight of the Compliance Management Program (CMP). As part of C&E, you'll work with talented associates to provide oversig...
As a member of the Compliance Audit team, the candidate will focus on developing and leading the strategic approach for all aspects of compliance and/or financial crimes compliance across the bank. A Director on the Compliance Audit team will be responsible for designing and executing a risk-based t...
Reporting directly to the Senior Vice President and Chief Compliance Officer (SVP and CCO), the Director, Compliance and Privacy (Director) will lead, as a primary responsible, the operational aspects of Texas Health Resources’ (THR) wholly owned hospital-based, urgent care and virtual care complian...
Utilize your International Trade Compliance expertise in a manufacturing and distribution environment to lead a global Trade Compliance team. As the International Trade Compliance Director, you have the primary responsibility to respond and manage all inquiries and challenges from Customs Authoritie...
You'll be a part of the team supporting our Investigations, Compliance & Privacy practice. Assessments of complex financial transactions for compliance with generally accepted accounting principles ("GAAP") and international financial reporting standards ("IFRS"). Reporting and compliance with t...
NYC 299 Park Avenue (22957), United States of America, New York, New YorkAudit Director, Financial Crimes Compliance (Hybrid). As a member of the Financial Crimes Compliance (FCC) Audit team, the candidate will focus on all aspects of financial crimes compliance across the bank. Capital One is seeki...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
Coordinates compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends. Works with Human Resources and others, as appropriate, to develop an effective compliance training program, including appropriate introductory training for new ...
Managepliance calendar and regulatory reports (, Section 13 filings, Form ADV, Form PF).Test and documentpliance policies and procedures.Maintain Restricted List and conduct trade surveillance.Review marketing materials for proper disclosures.Administer Code of Ethics and monitorpliance reporting an...