Respond to regulatory and internal inquiries and advise on regulatory registrations and designation required based on covered activities· Assist in preparing for and coordinating internal audit and regulatory examsManagement and ReportingDirector in GMRC Registration team will report directl...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
The successful candidate will be focused on creating the Security & Compliance Roadmap, being the security point person for our technology teams, compliance, security inquiries, as well as continuing to develop & maintain our automated security tests in our CICD processes. We are looking for a Direc...
Accountabilities: Responsibilities for this position will include, but are not limited to: Primary oversight over daily compliance monitoring, including, but not limited to: recruiting activities, practice logs, playing seasons, award and benefits, employment registration and complimentary admission...
Report to Senior Compliance staff and/or the relevant senior GMD staff on the main identified weaknesses and/or compliance risks within GMD and set out recommendations for changes. Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulato...
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
EisnerAmper is looking to hire a Senior Manager to join its Risk and Compliance Services practice as a dedicated member of the National Security Advisory services team. The Risk and Compliance Services National Security team drives value by delivering a range of risk advisory and compliance solution...
Operations and Compliance Associate. We are seeking a detail-oriented Compliance Associate to join the team within Ladenburg Thalmann Asset Management, a member of Osaic. The Compliance Associate will have an integral role with LTAM that entails assisting with monitoring the accounts. Compliance Opp...
Fortress Investment Group seeks an entry level Compliance Analyst to join the Fortress Compliance Department. The successful candidate will work with members of the Legal and Compliance Department and other departments and businesses around the firm on, among other things, the following major items:...
The Operations Manager is responsible for the restaurant’s day-to-day operations. Meet regularly with BOH and FOH Managers to identify focus areas, candidates for leadership pipeline and evaluate the state of the team . Must complete Food Handler training and Food Manager Serv Safe certification...
Executive Director, Social Media - TOM FORD BEAUTY. The Executive Director will oversee TOM FORD BEAUTY and TOM FORD Fashion social media channels. ...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Executive Director, Wealth Strategies Broker Channel. ...
Reddit is a community of communities.Its built on shared interests, passion, & trust & is home to the most open & authentic conversations on the internet.Every day, Reddit users submit, vote, & comment on the topics they care most about.With 100,000+ active communities & approximately 82M+ daily act...
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
Responsible for assisting with all operational tasks within the store as delegated and assigned by the Store Manager with main focus on the front-end and sales floor operations. Also assist with the hiring, training and development of store associates as delegated by the Store Manager. Assist with a...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
Colgate Athletics seeks to be a welcoming and diverse association of students, coaches, staff, alumni and fans in which all people are treated equitably and respectfully, and can contribute fully to our success; we share common goals, we affirm open communication and civility, we honor the sacrednes...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
As theService Operations Manager youll play a pivotal role in building the foundations for customer experience & operations. As a Service Operations Manager you will: . Build a scalable customer engagement playbook, laying the foundation to build a Service Operations team in the future. Create the f...
Showcase in-depth functional expertise and program management experience in Emergency Management and Disaster Services (EMDS) programs. As the Project Manager/Senior Director (PM/SD) based in the northeast, you will be entrusted with the following pivotal responsibilities, which are measurable and d...
Reporting into the Lead of the Sprint Compliance team, this Specialist will be responsible for the execution of billing the DOE for Special Education services provided by SA through bi-monthly invoicing cycles. They will also work collaboratively within the Sprint Compliance team to ensure that scho...
The Compensation Program Manager maintains and runs the operations of compensation programs across Oscar, including broad based compensation planning, sales compensation, annual bonus plans, etc. We're hiring a Program Manager to join our Compensation team. They act as the project manager for the Co...
Business Analyst, Compliance Technology- IT. Business analysts may be assigned by project, line of business or technology platform and are expected to participate in every stage of the development lifecycle, from analysis and design through testing, release and maintenance while adhering to current ...
We are seeking a highly organized and driven Program Manager to report directly to the COO! The Program Manager will assist in driving operational excellence and streamlining cross-functional initiatives that will help scale the business. As Program Manager you should have:. The Program Manage...