Director of Ethics and Compliance to join our team and lead the business compliance process for our Vivint business. Assisting the Chief Ethics and Compliance Officer prepare for meetings with the Compliance Committee, Board of Directors, and Audit Committee. The ideal candidate will have expertise ...
Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures focusing ...
A company is looking for a Director of AML and Third Party Compliance. ...
Collaborate closely with Compliance Monitoring concerning internal compliance assessments and risk reviews, and with appropriate Compliance, Regulatory and other teams concerning any potential external audits or examinations to produce responsive procedural or other documentation as appropriate. Str...
A company is looking for a Director of Information Security, Risk, and Compliance. ...
Reporting to the Technology and Operation Senior Director of Compliance and Operations, the director of Compliance and Operations provides specialized expertise, advice, monitoring and oversight regarding the banks compliance program, for RBC and it’s entities. Issues Resolution Management – Oversee...
Being a member of the Risk Align Compliance team, the Associate Director will assist in evaluation and monitoring of key controls demonstrated by DTCC's Financial Risk Management function, to maintain compliance with applicable regulatory requirements, primarily Covered Clearing Agency Standards ("C...
Manage Auto Group Compliance, includes employee compliance training and group FTC Safeguards compliance records. We are seeking a Director of Compliance to join our growing team team at Ciocca Automotive. The Director of Compliance will play a crucial role in ensuring adherence to regulatory standar...
Are you ready to make a difference? The Position Reporting to the Senior/Executive Director or Vice President of Regulatory Affairs, the Director of Regulatory Affairs – CMC and Compliance will be responsible preparing CMC regulatory strategies that enable first pass approvals. Maintain compliance o...
Conduct, oversee and delegate the quality compliance activities within QC team including review of site activation check list, Trial master file review, review of compliance to study specific documents like Protocol, Project Management Plan, Clinical monitoring plan, Quality Compliance plan and safe...
Our client is currently seeking a Associate Director, Compliance for a permanent/direct hire position that will sit 2-3 days per week onsite in Jersey City, NJQualified candidates may reach out to for immediate consideration. Assist with the development, improvement, and implementation of internal C...
PGIM”) is currently seeking a Director of Compliance to support the PGIM Real Estate business of its Private Alternatives platform in Newark, NJ. The ideal person will be knowledgeable in alternative asset classes including agriculture, commercial and housing real estate, private funds and investmen...
The Director Compliance & Ethics, Global R&D and Medical Affairs reports to the Global R&D Compliance Officer, with a dotted line reporting to the Sr Director of NA Compliance. Ensures appropriate compliance controls are embedded, maintained, and followed in the Global R&D Compliance & Ethics Policy...
Develop and execute an engagement and integration plan in symphony with other Compliance Associate Directors as well Compliance Directors for US Compliance to incorporate requirements and training into commercial operations, and vendors, based on identified gap analyses and risks assessments or pote...
Reporting to the Technology and Operation Senior Director of Compliance and Operations, the director of Compliance and Operations provides specialized expertise, advice, monitoring and oversight regarding the banks compliance program, for RBC and its entities. Issues Resolution Management - Oversee ...
Compliance Quality Assurance Director, AIG Programs Division. We are seeking a highly motivated, results-oriented problem solver who exemplifies a willingness to be flexible, learn on the job, and gain multi-faceted experience with a full scope of Commercial Lines P&C products as well as multi-f...
Global bank located in Jersey City looking to bring on board a “Senior Compliance Project Manager – Director” to join their team. Assist with the management and oversight of the Americas Division Compliance Department (CPAD). Provide broad support to the Compliance Administrative Office to assist wi...
The Solution Advisory Director is a solution and domain specialist in our Solution Advisory Group for our Compliance solutions in the Accounting & Consulting industry including Employee Compliance, Intake, Conflicts, and Terms. Solutions Advisory Director, Compliance Solutions, Accounting & Consulti...
This position supports the Ankura Risk, Forensics & Compliance practice - one of six practices focused on client delivery services across the Firm. Working both independently and with team members as the project lead to successfully execute projects involving international trade and technology ...
Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)’s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures focusing...
Director of Compliance, Legal Counsel (Primary Job Title: "Counsel & Director of Compliance"). Yipit’s corporate and regulatory compliance program, with a primary focus on product and data compliance. As Our Counsel & Director of Compliance, You Will:. At YipitData, our legal and compliance ...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
Review escalations from KYC Refresh Team on customer KYC documentation to ensure compliance with firm’s internal KYC procedures and adherence to government regulatory requirements. ...
Reporting to the Senior/Executive Director or Vice President of Regulatory Affairs, the Director of Regulatory Affairs – CMC and Compliance will be responsible preparing CMC regulatory strategies that enable first pass approvals. Maintain compliance of all internal and external policies and regulati...
As the Americas IT Security and Compliance Director, you play a pivotal role in ensuring the organization’s adherence to security, regulatory, and compliance standards. Collaborate with legal and compliance representatives to identify IT compliance requirements across relevant jurisdictions. Collabo...