The Senior Director of Global Transparency and Compliance Assurance is responsible for assisting the Compliance Officers and the Chief Compliance Officer with the implementation and management of Madrigal’s Compliance Program. Maintain a current working knowledge of various laws, regulations, ...
Our client, a financial services firm in the Glen Mills, PA area, is seeking a Compliance Director to join their growing team. This role will act as an outsourced Chief Compliance Officer by supporting the administration of compliance for clients including Registered Investment Advisors, Funds and B...
Director of Compliance, Loan Servicing. Our client is seeking an experienced and detail-oriented Director of Compliance with a strong background in non-mortgage consumer loan servicing. The Director will be responsible for building and maintaining compliance management systems, managing license rene...
Establishes processes and measures to monitor conformance with Regulatory Affairs procedures and compliance with regulatory requirements. Establish process and measures to ensure Regulatory Affairs compliance with regulatory requirements. ...
The FACO Director will spearhead training efforts to ensure research administrators are aware of new, emerging, and ongoing contractual compliance obligations. Financial Analysis and Compliance Office (FACO). This individual will report to the Assistant Vice President for Research (Post-Award Contra...
The Compliance Director is primarily responsible for leadership and execution of aspects of the Compliance Risk Management Program. The Compliance Director manages a team of compliance professionals. The Compliance Director also supports the development of advanced analyses and theimplementation of ...
As the Head of Enterprise Compliance, this individual will provide strategic leadership and direction on non-product specific compliance risks that can impact Vanguard. Successful applicants will have deep subject matter experience in at least one of the topical domains, experience with asset manage...
Assists the Executive Director, Global Commercial and R&D Compliance Officer with reporting business unit metrics and key performance indicators that reflect the effectiveness of the Global Commercial Business Compliance program to the Chief Compliance Officer and Senior/Executive management. Suppor...
Recommends practices to reduce potential for violations and noncompliance related to Vanguard's financial crimes compliance program. Develops and oversees the implementation of monitoring programs and procedures to ensure regulatory compliance and protect shareholder assets. Designs, oversees and co...
Are you passionate about leading with purpose and ensuring the highest standards in patient care? As the Director of Compliance and Quality Assurance at Helping Hands Family, you’ll play a pivotal role in driving our commitment to clinical excellence in autism therapy. Communicate effectively across...
Leading assessments of clients’ trade and technology controls compliance posture, including assessments of compliance with the International Traffic in Arms Regulations, the Export Administration Regulations, and equivalent regulatory regimes. This position supports the Ankura Risk, Forensics &...
Responsible for the development, implementation, and maintenance of an effective compliance program for business activities and products. Develops, implements and maintains an effective compliance program for brokerage business activities, services and products. Partners with business leaders and st...
As a trusted leader, the Compliance Director, Regulatory Exam Response will provide direction to a dynamic team of compliance professionals focused on carrying forward the tone for regulator engagement and exam and inquiries response on behalf of Vanguard Marketing Corporation, an affiliated self-cl...
The Director of Product Safety and Compliance will work in the Business Services, Legal & Compliance Department and report to the General Counsel & VP of Compliance. Clark Associates is looking for a Director of Product Safety and Compliance to lead our large-scale effort to centralize our product s...
Compliance Quality Assurance Director, AIG Programs Division. We are seeking a highly motivated, results-oriented problem solver who exemplifies a willingness to be flexible, learn on the job, and gain multi-faceted experience with a full scope of Commercial Lines P&C products as well as multi-f...
Responsible for the development, implementation, and maintenance of an effective compliance program for business activities and products. Develops, implements and maintains an effective compliance program for brokerage business activities, services and products. Partners with business leaders and st...
Responsible for the development, implementation, and maintenance of an effective compliance program for business activities and products. Develops, implements and maintains an effective compliance program for brokerage business activities, services and products. Partners with business leaders and st...
Global Insurance Compliance is seeking a Compliance Director on its Global Sales, Digital Marketing and US Marketing team. The Compliance Director will be responsible for a full range of compliance matters and work closely with the CCO of Global Digital Marketing and US Marketing as well as the Glob...
The Senior Director of Global Transparency and Compliance Assurance is responsible for assisting the Compliance Officers and the Chief Compliance Officer with the implementation and management of Madrigal’s Compliance Program. Business and integrate compliance controls into the scope of existi...
Recommends practices to reduce potential for violations and noncompliance related to Vanguard's financial crimes compliance program. Develops and oversees the implementation of monitoring programs and procedures to ensure regulatory compliance and protect shareholder assets. Designs, oversees and co...
This position is a leadership position responsible for providing oversight and guidance to all City departments and agencies on city policies, internal control procedures, and compliance matters. The person in this role reviews, assesses, and evaluates all City policies, procedures, and controls in ...
We’re seeking a future team member for the role of Senior Director, Compliance & Control Manager to join our Risk & Compliance team. Senior Director, Compliance & Control Manager. Establishes the overall compliance strategy and protocols for enforcing and monitoring compliance efforts for the organi...
Compliance and Regulatory Deliverables. Certificate of Compliance support. Company authority on compliance and safety requirements. Monitor current global regulatory trends and activities to ensure the proper systems and procedures are implemented to maintain compliance within a changing regulatory ...
The Solution Advisory Director is a solution and domain specialist in our Solution Advisory Group for our Compliance solutions in the Accounting & Consulting industry including Employee Compliance, Intake, Conflicts, and Terms. Solutions Advisory Director, Compliance Solutions, Accounting & Consulti...
The Assistant Athletic Director for Compliance and Sports Information oversees compliance operations and sports information functions within the athletics department. Assistant Athletic Director for Compliance and Sports Information. Assistant Athletic Director for Compliance and Sports Information....