The Chief Ethics and Compliance Officer serves as an administrative officer for the Office of General Counsel (OGC). Serve as a trusted internal advisor to the General Counsel on matters handled by the OGC, including investigations, conflicts of interest, and program administration, in addition to v...
A company is looking for a Deputy Compliance Officer, Credit Cards. ...
Under general supervision of Compliance Manager, responsible for effective interpretation and monitoring of the Georgia Board of Regents' policies regarding conflicts of interest (COI) and Georgia Tech's COI policies, Georgia laws, and federal regulations, and of employee codes of conduct related to...
A company is looking for a VP, Financial Services Risk and Compliance / Chief Compliance Trust Officer in the healthcare financial services sector. ...
Join an award-winning team of dedicated professionals committed to our core values of quality, compassion and community! Southern Regional Medical Center, a member of the Prime Healthcare Foundation, offers incredible opportunities to expand your horizons and be part of a community dedicated to maki...
A company is looking for a Privacy Compliance Officer. Key Responsibilities:Develop and Implement Privacy PoliciesMonitor ComplianceData Protection Impact Assessments (DPIAs)Required Qualifications:Bachelor's degree in Law, Business, Information Technology, or related fieldMinimum 5 years of experie...
The Chief Ethics and Compliance Officer serves as an administrative officer for the Office of General Counsel (OGC). Serve as a trusted internal advisor to the General Counsel on matters handled by the OGC, including investigations, conflicts of interest, and program administration, in addition to v...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth ("RPW"), will be a highly visible, ...
Executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework for the Institutional Broker Dealer. May serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compliance risk o...
The Chief Compliance Officer ("CCO") is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC ("Oxford") and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford ("TCO...
Establishing compliance standards and procedures to mitigate compliance risks and improper conduct, ensuring these standards are institutional throughout the business units, and monitoring compliance with such standards. Lead the implementation and direct an effective compliance risk management prog...
Job Title:*l Compliance Officer</b></p> <p dir="ltr"><b id="docs-internal-guid-52ffe045-7fff-577a-f310-7b167ec0cc55">**Company:** Augmentjobs</b></p> <p dir="ltr"><b id="docs-internal-guid-52ffe045-7fff-577a-f310-7b167ec...
Leads and executes compliance risk management activities to reasonably ensure compliance with the Enterprise Compliance Management Policy and Framework. May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Responsible for conducting and directing compl...
Join an award-winning team of dedicated professionals committed to our core values of quality, compassion and community! Southern Regional Medical Center, a member of the Prime Healthcare Foundation, offers incredible opportunities to expand your horizons and be part of a community dedicated to maki...
May manage other Compliance teammates and serve as mentor to other Compliance Officers and Analysts. Lead or assist in leading compliance initiatives necessary in implementing changes. Analyze and provide guidance on complex compliance actual and emerging risk scenarios within business units and/or ...
We are looking for a compliance officer that will support our wholly owned subsidiary, Archer Financial Services, Inc. This position reports to the IB Director and will work closely with the ADMIS Compliance Department in implementing and overseeing compliance responsibilities for AFS. Monitor and c...
Perform performance improvement activities, coordinate and/or instruct classes for the ALS Program under the guidance of the Corporate Director of EMS and Program Medical Director.This will include Cumberland County EMS and Life Link Critical Care Transport of Cape Fear Valley Health System, Cumberl...
The Chief Compliance Officer (“CCO”) is ultimately responsible for the compliance functions of the RIA, Oxford Financial Group, LLC (“Oxford”) and the commodity pool operator. The person who is in this role may also serve as a BSA Officer of the Trust Company of Oxford (“TCO”), but is not an officer...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...