The General Counsel & Chief Compliance Officer (GC) is responsible for overseeing the legal aspects of the organization. This role includes ensuring compliance with healthcare regulations, managing legal risks, handling litigation, and providing strategic legal advice to the executive team and b...
Broker Dealer located in Midtown Manhattan looking to bring on a new “Director -Senior Compliance Officer- US Swap Dealer” to join their team. Assist in the development, implementation, and evaluation of SD and SBSD compliance systems, policies, procedures. Assist in implementing OTC Derivatives com...
We are inviting professionals in high-growth industries who are thinking about their next move or looking for a new opportunity to join our expanding talent pool.The Marlee Talent Pool is a pilot project designed to:.Help job seekers get discovered by our partners based on their anticipated hiring n...
Fintech bank looking to bring on a new “Compliance Monitoring & Testing Officer” to join their team. Design, implement, and manage a comprehensive compliance monitoring program to assess adherence to regulatory requirements, internal policies, and industry best practices. Develop and execute complia...
Are you a compliance aficionado who thrives on enhancing and perfecting compliance practices? We are in search of a committed Senior Compliance Officer with expertise in compliance testing for broker-dealers and RIAs and a genuine passion for all things compliance. Exciting Opportunity for a Senior ...
The Chief Compliance Officer will directly support Coinbase Asset Management and will be part of the Coinbase Institutional Compliance team, which supports all products and business lines within Coinbase Institutional, including: Prime Brokerage, Custody, Derivatives Exchange, Futures Commission Mer...
Medicaid and CHIP Managed Care Compliance Specialist. ...
SS&C, through its BPO partnership with Lighthouse, is currently seeking a candidate who will be part of a multi-dimensional middle to back office operations and accounting department responsible for all aspects of post trade matching, trade capture, and all aspects of daily operations, treasury ...
We are inviting professionals in high-growth industries who are thinking about their next move or looking for a new opportunity to join our expanding talent pool.The Marlee Talent Pool is a pilot project designed to:.Help job seekers get discovered by our partners based on their anticipated hiring n...
Perform periodic security audits and various tasks to ensure corporate, client, and regulatory compliance. Experience with regulatory compliance IT frameworks, including SOX; GLBA; PCI-DSS; ISO 27001/27002, FFIEC IT Handbooks, COBIT, and ITIL. ...
Compliance Manager, IT Security Auditing (Remote Option Available)-2402357. This role requires close coordination with the branch exam managers to ensure reporting processes are properly aligned. Responsible for ensuring IT assurance and compliance-related activities are completed following industry...
The Director, Global Compliance Investigations is responsible for leading, conducting, and managing global compliance investigations into violations of internal policies and applicable laws and regulations across Cencora’s global enterprise. Leads Cencora’s Global Compliance Investigations program, ...
As an Associate Director, GPS Quality and Compliance a typical day might include the following:. We are seeking an outstanding individual to lead our GPS Quality & Compliance team. We hope you are excited about the opportunity to contribute the growth of our Quality and Compliance team. Developing a...
The Global Trade Compliance Manager ensures compliant and efficient international shipments for the business units. Reporting to the Senior Director of Logistics, this role focuses on identifying non-compliance issues, ensuring adherence to trade regulations, and managing customs processes. Key resp...
The Senior Virtual Chief Information Security Officer(Senior vCISO) will provide strategic leadership and oversight for the information security programs of VC3 managed clients. One or more of the following qualifications: Certified Information Security Manager (CISM), Certified Information Systems ...
Interface with suppliers along with industry partners to ensure products and components meet regulatory compliance. Produce and maintain required compliance certificates, test reports to show conformance to regulatory requirements. Support regulatory compliance process improvement activities . Exper...
Hold at least one of the following certifications: Certified Information Systems Security Professional (CISSP), Global Information Security Professional (GISP), or the CompTIA Advanced Security Practitioner (CASP) or other certifications exemplifying skill sets such as those described in DoD Instruc...
The Risk and Compliance platform team at Stripe plays a dual role in shaping the future of financial infrastructure. Our mission is twofold: to build a robust platform for Stripe to efficiently manage Risk - identifying and mitigating fraud at a global scale, and to ensure seamless Compliance - help...
The Chief Product Officer holds a key leadership position on the CIS Executive team at the Center for Internet Security. The Chief Product Officer is responsible for developing and managing a CIS wide product portfolio consisting of CIS-developed and third party integrated software products and serv...
As an Associate General Counsel on our team, you will work in partnership with our Vice President – Lead Regulatory Counsel and other members of the legal team on advancing the organization’s legal regulatory and compliance initiatives and infrastructure. License to practice law as in-house counsel ...
POSITION SUMMARY: The Tax Analyst assists with tax compliance and other tax related issues including tax return preparation. Assists field and corporate operations with various sales and use tax compliance and audits, personal and real property book expense and account reconciliations, unclaimed pro...
Typical projects range from preparing air permit applications, conducting compliance audits, preparing emission reports, conducting air quality applicability assessments, program development, regulatory analysis and reporting, and database solutions for air quality compliance requirements at the loc...
The Chief Information Security Officer (CISO) is responsible for establishing and maintaining a corporate-wide information security management program to ensure that information assets are adequately protected. Professional security management certifications, such as a Certified Information Systems ...
The Senior Risk and Compliance Analyst – Risk Manager. At Relativity, we have a world-class compliance team focused on maintaining an industry-leading approach to security, privacy, and enterprise risk management. This role will develop and enable risk management policies, procedures, and strategies...
Are you excited by the chance to create an impact and work in a dynamic environment? Do you have expertise in compliance and operations? If so, please consider this opportunity and apply to the Compliance Operations Director position. The Single-Family Acquisitions Quality Control and Operational Ri...