The Deputy Chief Compliance Officer (Deputy CCO) will develop, coordinate, and implement University Compliance and Ethics (UCE) activities and programs under the direction of the Chief Compliance Officer (CCO). In collaboration with the CCO, contribute to a culture of compliance and integrity across...
JCW Search is partnering with a bank who is looking to bring on a new Compliance Officer to their team. Developing and improving the CRA Compliance program for the Bank. ...
Compliance and Admissions Officer – Jupiter V Institute, Boston, MA. ...
At least 7 years of experience in a commercial real estate firm, private equity firm, investment bank, or financial institution as a Chief Compliance Officer, Assistant Chief Compliance Officer, or General Counsel. Position: Chief Compliance Officer. We have a unique and exciting opportunity for a C...
As a member of the SSGA senior most Operating Group, Executive Management Group and Senior Leadership Team as well as the Corporate Compliance function, provide collaborative compliance technical advice and consulting as a subject matter expert to the SSGA Chief Executive Officer, Global Corporate C...
The Chief Compliance Officer will also lead the firm's compliance function. The Chief Compliance Officer will provide executive leadership and strategy to compliance, risk management, control & operations of the firm. A dynamic and growing SEC registered investment adviser with approximately $7 ...
Swap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of Commodity Futures Trading Commission (“CFTC”) and National Futures Association (“NFA”) swap dealer requirements, including developing relevant compliance program elements such as po...
Compliance/Audit Officer – To $150K – Boston, MA – Job # 3357Who We Are. Compliance/Audit Officer role in the Boston, MA market. Compliance/Audit Officer responsibilities include:. Extensive knowledge of compliance risks and experience in building effective compliance programs. ...
Export Compliance Officer page is loaded Export Compliance Officer Apply locations USA_Home Working, MA time type Full time posted on Posted 14 Days Ago job requisition id 14196. Job Title: Export Compliance Officer. As part of the Business Enablement Partners (BEP) legal team, you collaborate with ...
As one of the worlds' largest insurance brokers, our focus is dedicated to providing our customers with the peace of mind that what matters most Risk Officer, Compliance, Vice President, Risk, Wealth, Retirement, Management. ...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
Reports directly into the Global Chief Compliance Officer. Advise US commercial leadership on compliance risk management and participate in US Compliance Committees and management meetings. Design and implement risk-based compliance training plans, and develop and deliver impactf...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The Compliance Officer II is crucial in maintaining the integrity of the unemployment insurance (UI) system by detecting, investigating, and resolving fraudulent activities related to fictitious employer accounts. Assist the Revenue Enforcement and Employer Liability Department by ensuring employer ...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The Deputy Chief Compliance Officer (Deputy CCO) will develop, coordinate, and implement University Compliance and Ethics (UCE) activities and programs under the direction of the Chief Compliance Officer (CCO). In collaboration with the CCO, contribute to a culture of compliance and integrity across...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Oversees the compliance efforts of the HIPAA Security Officer and HIPAA Privacy Officer as they relate to maintaining current policy and procedure, employee training upon hire and annually, and the reporting of violations and corrective actions. Ensures the Harvard University Compliance Hotline is p...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
Reporting to the University Chief Research Compliance Officer, the Research Compliance Officer (RCO) works closely with various stakeholders to develop and implement research compliance policies. Sponsored Programs Administration Offices, Compliance Units, Human and Animal Subject Protection Program...
Compliance and Admissions Officer – Jupiter V Institute, Inc. ...
The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. Responsibilities will include working closely with colleagues to assist in: designing and implementing compliance contr...
Compliance/ Audit Officer – To $150K – Boston, MA – Job # 3357. Extensive knowledge of compliance risks and experience in building effective compliance programs. Compliance Manager role in the Boston, MA market. The successful candidate will be responsible for coordinating the development, implement...
Complete special projects as assigned by Director of Investigations, Training, & Mediation or the Deputy Chief Diversity Officer. Build internal professional relationships to effectuate HR Compliance initiatives and policies. Determine procedures to be used in collecting information and evidence in ...