The Compliance Officer will be a member of the Legal, Compliance & Risk Group and will report to the Head of Investment Platform Compliance, Americas, working closely with other compliance professionals and attorneys. The Compliance Officer will support Wellington Management's compliance program, fo...
The Investment Oversight team is responsible for supporting investment compliance, including the monitoring of regulatory requirements and client-specific guidelines, trade oversight, and client reporting, as well as other specialized areas of compliance. Who we are looking forOfficer, North America...
The Compliance Officer will be a member of the Legal, Compliance & Risk Group and will report to the Head of Investment Platform Compliance, Americas, working closely with other compliance professionals and attorneys. About the RoleThe Compliance Officer will support Wellington Management's complian...
The Legal Counsel & Compliance Officer, Americas will lead the compliance function in the Americas, driving healthcare compliance as well as employment and related compliance activities and will provide legal support across the Sirtex business globally. The Legal Counsel & Compliance Officer...
QUALITY ASSURANCE OFFICER, Research Compliance. The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to...
Serves as MWRA's Americans with Disabilities Act (ADA) chief compliance officer. A strong understanding of state and federal employment grant compliance regulations and the principles and practices of affirmative action, contract compliance and personnel administration as acquired through at lea...
Compliance/ Audit Officer – To $150K – Boston, MA – Job # 3357. Extensive knowledge of compliance risks and experience in building effective compliance programs. Compliance Manager role in the Boston, MA market. The successful candidate will be responsible for coordinating the development, implement...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Fidelity Compliance, a 600-person organization, is accountable for business unit compliance strategy and oversight in addition to providing enterprise services and policies regarding Ethics, Digital Compliance practices, Anti-Money Laundering. As the leader of the Compliance team for Fidelity Digita...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Serves as MWRA's Americans with Disabilities Act (ADA) chief compliance officer. A strong understanding of state and federal employment grant compliance regulations and the principles and practices of affirmative action, contract compliance and personnel administration as acquired through at least t...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The Chief Compliance Officer will also lead the firm's compliance function. The Chief Compliance Officer will provide executive leadership and strategy to compliance, risk management, control & operations of the firm. A dynamic and growing SEC registered investment adviser with approximately $7 ...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Oversees the compliance efforts of the HIPAA Security Officer and HIPAA Privacy Officer as they relate to maintaining current policy and procedure, employee training upon hire and annually, and the reporting of violations and corrective actions. Ensures the Harvard University Compliance Hotline is p...
Compliance/ Audit Officer – To $150K – Boston, MA – Job # 3357. Extensive knowledge of compliance risks and experience in building effective compliance programs. Compliance Manager role in the Boston, MA market. The successful candidate will be responsible for coordinating the development, implement...
Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
Reporting to the University Chief Research Compliance Officer, the Research Compliance Officer (RCO) works closely with various stakeholders to develop and implement research compliance policies. Sponsored Programs Administration Offices, Compliance Units, Human and Animal Subject Protection Program...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Portfolio Compliance Officer - Mercer Investments. Portfolio Compliance Officer, Mercer Investments. This role reports directly to the Chief Compliance Officer, Canada Investments. Mercer's US & Canada Investments Compliance team is seeking candidates for the following position based in the New ...
Compliance/Audit Officer – To $150K – Boston, MA – Job # 3357Who We Are. Compliance/Audit Officer role in the Boston, MA market. Compliance/Audit Officer responsibilities include:. Extensive knowledge of compliance risks and experience in building effective compliance programs. ...
As a member of the SSGA senior most Operating Group, Executive Management Group and Senior Leadership Team as well as the Corporate Compliance function, provide collaborative compliance technical advice and consulting as a subject matter expert to the SSGA Chief Executive Officer, Global Corporate C...
Portfolio Compliance Officer, Mercer Investments. This role reports directly to the Chief Compliance Officer, Canada Investments. Mercer’s US & Canada Investments Compliance team is seeking candidates for the following position based in the New York or Boston office. This position plays a critical r...
The Assistant Director, Research Compliance will work under the oversight of Dana-Farber Cancer Institute's VP of Research Integrity, to grow and manage the activities of a high quality, robust, and sustainable research compliance program. Requirements Assists the Research Integrity Officer (RIO) an...
The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. Responsibilities will include working closely with colleagues to assist in designing and implementing compliance contro...