Compliance Officer: Average Salary in Buffalo, NY in 2024
Find out what the average Compliance Officer salary is in Buffalo, NY
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Compliance Officer II
A company is looking for a Compliance Officer II - Program Management (Remote). ...
Compliance Risk Mgmt Officer - VP (Hybrid)
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maint...
Senior Lending Compliance Officer
A company is looking for a Senior Compliance Officer, Lending Compliance. ...
Compliance Surveillance Officer - Electronic Communications VP (Hybrid)
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of surveillances designed to detect behaviors that may violate regulatory rules or internal policies and procedures. Particip...
Senior Compliance Officer
A company is looking for a Senior Compliance Advisory Officer. ...
Compliance Independent Assessment Officer - VP (1)
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's...
Monitor & Surveillance Compliance Officer (Director)
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
24754049 Compliance Independent Assessment Sr Officer I - SVP
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Delegated Controls Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assess...
Deputy Investment Banking and Regulatory Compliance Officer - Director
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Associate, Compliance Officer
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Compliance Independent Assessment Officer - VP (2)
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)’s Compliance Independent Assessment (CIA) team responsible for assessing compliance risks and controls implemented by the first and second line of defense. Also responsible for performing risk assessments of Citi's...
Compliance Officer - Compliance Governance and Framework
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
Chief Compliance Officer & Head of Regulatory.
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Compliance Officer
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
VP – Capital Markets Compliance Officer
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
Compliance Director
A company is looking for a Compliance Director, Information Risk Management (Remote). ...
Director of Compliance Advisory
A company is looking for a Director, Compliance Advisory. ...
Business and Pricing Analyst
Key Responsibilities:Conduct market research and competitor analysis to inform pricing strategiesDevelop and maintain pricing dashboards and reports to monitor performance metricsCollaborate with cross-functional teams to implement and communicate pricing strategiesRequired Qualifications:Bachelor's...
Associate Program Compliance Manager
A company is looking for an Associate Program Compliance Manager. ...
Manager of Compliance
A company is looking for a Manager of Compliance responsible for overseeing risk mitigation and compliance programs. ...
Corporate Compliance Director
Key Responsibilities:Conduct periodic compliance risk assessments and develop policies to mitigate risksCreate and deliver educational activities to promote compliance awareness and cultureManage compliance investigations and establish communication channels for reporting non-complianceRequired Qual...
Trade Compliance Specialist
A company is looking for a Trade Compliance Specialist to provide analytical and organizational support related to customs and trade compliance. ...
Financial Business Systems Analyst
A company is looking for a Financial Business Systems Analyst (Netsuite). ...
Director of Compliance
A company is looking for a Director, Compliance - Repayments and Servicing/Collections. ...
Chief Operating Officer
A company is looking for a Chief Operating Officer to optimize internal processes and explore growth opportunities. ...