Key Responsibilities:Lead compliance team in developing and implementing policies and procedures to promote complianceManage communication and engagement with regulators and legal teamsStay current on compliance technology advancements and lead in compliance innovationRequired Qualifications:JD pref...
The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
A company is looking for a Senior Compliance Officer in AML Compliance. ...
JCW is partnering with a Community Bank who is looking to bring on a new Compliance Officer to their team. This role would be involved with the management of the firm's Compliance program, reporting to the Chief Lending Officer. Assist in the oversight the Compliance department for the Bank. Identif...
A company is looking for a Compliance Officer. ...
The Compliance Officer II is primarily responsible for supporting the Bank's Compliance Management Program by acting in a senior compliance officer role in the day to day administrative, advisory, monitoring and testing duties related to the company's lending, deposit and other functions to help ens...
PIMCO seeks a dynamic individual to serve as a Senior Compliance Officer within the global compliance team of PIMCO’s Legal and Compliance Department. The Compliance Officer will be responsible for supporting the Funds’ Chief Compliance Officer and the US Registered Funds team in:. Senior Vice Presi...
The Senior Compliance Officer - Testing is primarily responsible for the independent execution of all assigned responsibilities in support of the Bank's Compliance Management Program by acting in a senior compliance testing role; performs duties as the senior compliance officer; testing for complian...
As a key member of PIMCO's Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO's Global Chief Compliance Officer to administer the firm's...
As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s...
Minimum 10 years of experience as a Chief Compliance Officer or similar senior compliance role in the life. Fueled by innovation and a deep commitment to patient well-being they are poised for significant growth and are seeking a passionate and strategic leader to build a best-in-class compliance pr...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Minimum 10 years of experience as a Chief Compliance Officer or similar senior compliance role in the life. Fueled by innovation and a deep commitment to patient well-being they are poised for significant growth and are seeking a passionate and strategic leader to build a best-in-class compliance pr...
Assists SVP, SOX Compliance Director in planning and executing the Bank’s annual SOX Compliance strategic plan in collaboration with executive management. Collaborates with SOX process owners re: SOX Compliance requirements to increase awareness, understanding, and compliance. Responsible for implem...
Advise executives within the company and work alongside employees, including Operations, Marketing, Revenue Cycle Management, Human Resources, Quality Management, and Legal to develop a company-wide culture of compliance• Manage all day-to-day aspects of the company’s compliance program• Coordinate ...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
PURPOSE OF POSITIONThe Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. DISTINGUISHING CHARACTERISTICSThis is the entry level in the Compliance Officer series. A minim...
Responsible for all aspects of end-to-end operations of security operations; this includes evaluating the security threats, both internal and external, across the IT infrastructure, devising policies and controls in alignment with customers' policies and Gainwell internal security policies, and buil...
Responsible for all aspects of end-to-end operations of security operations; this includes evaluating the security threats, both internal and external, across the IT infrastructure, devising policies and controls in alignment with customers' policies and Gainwell internal security policies, and buil...
As the Compliance Director, you will be responsible for managing workers’ compensation regulatory risk by ensuring business operations are performing in compliance with federal, state, and local laws. The Compliance Director will be responsible for the design, strategy, and management of an industry...
Credentialing and Compliance Manager. Job Opening ID: 28162Reports To: Administrative Supervisor 1Working Title: Credentialing and Compliance ManagerDepartment: Counseling CenterBargaining Unit: 99FLSA: Non-ExemptPayroll Job Code: 007376Job Location: UCI Campus- IrvinePercent of Time: 100%Work Sched...
Under the direction of the Vice Chancellor of University Advancement & Alumni Relations, the Chief Operating Officer provides strategic planning, management, and direction to support and promote fundraising as related to the following functional areas: Information Management and Database Administrat...
A company is looking for a Chief Operating Officer (COO) for a remote full-time position in the United States. ...
A company is looking for a Senior Associate, Broker Dealer Compliance. ...