We are seeking an experienced Chief Compliance Officer for our registered Swap Dealer. Our department prevents, detects and mitigates compliance and regulatory risks across the firm and helps to strengthen our culture of compliance. Manage and report on any incidents of non compliance, maintaining a...
Senior Compliance Officer (VP) - Fair Lending. We have partnered with a large consumer bank in further developing their compliance, specifically fair lending, programs. Perform compliance due diligence for M&A. Review customer complaints, loan approval / denial documentation, advertisements / market...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Position Summary: The Compliance Officer is tasked with instituting proactive systems and. Certified in Healthcare Compliance (CHC) by the Health Care Compliance Association. Reporting Supervisor: Director of Compliance. Creates and revises systems and procedures by analyzing compliance policies and...
Due to the growth, Paragon Staffing, LLC is looking for an Health and Safety Compliance Officer to join our team! Roles and Responsibilities Ensure that all Health & Safety policies, procedures, rules and regulations are adhered to and are regularly reviewed, updated and communicated. ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Director of Ethics and Compliance to join our team and lead the business compliance process for our Vivint business. Assisting the Chief Ethics and Compliance Officer prepare for meetings with the Compliance Committee, Board of Directors, and Audit Committee. The ideal candidate will have expertise ...
Advise on trade compliance issues. Customs Brokers specializing in trade compliance positions. ...
The (Senior) Manager, SOX Compliance is a pro-active hands on leader and is responsible for project management and execution of the SOX program of the organization. Manager, SOX Compliance - 120K-160K. Manager, SOX Compliance – 100K-135K. The position will have a pivotal role in the company’s compli...
Are you looking for a role where one day is not like the next? Do you like to get stuff done, have multiple projects going on at once, interact and engage with others, and find creative solutions to business challenges? Want to be a part of a rockstar team that likes to make a difference while havin...
Reporting to the Senior/Executive Director or Vice President of Regulatory Affairs, the Director of Regulatory Affairs – CMC and Compliance will be responsible preparing CMC regulatory strategies that enable first pass approvals. Maintain compliance of all internal and external policies and regulati...
Coordination with, and appropriate supervision of, outside counsel as is required. Provides appropriate counsel and direction to other members of the Legal Affairs Department as well as serving as a mentor in order to foster their professional growth and development as well as their achievement of C...
As a security officer, your presence is often the first impression that patients, their families,. Report for duty in a clean and complete Medical Center issued uniform, including photo identification badge and security officer breast badge. Maintains all departmental security equipment in good oper...
We deliver transformational solutions that stimulate growth, foster compliance, and maximize efficiency for those performing clinical trials. Responsible for assisting and supporting the Compliance team with respect to establishing and maintaining quality assurance standards and measures across WCG ...
The Compliance Data Analyst I will report to the GRC Senior Compliance Associate, and assist with ongoing data remediation, data quality checks, license verification from respective state boards to ensure federal, state and EU disclosure reports are reported timely and accurately on behalf of OAPI a...
We are seeking a dedicated Compliance Director to join our rapidly expanding team. This role requires a strong understanding of regulatory structures and processes to ensure our compliance across various regions, including but not limited to the US, Europe, and India. Monitor and oversee regulatory ...
The Associate II, Compliance is responsible for conducting activities to ensure site compliance to cGMP regulations as well as internal quality procedures. The Associate II Compliance is responsible for managing and conducting Investigations, Product Quality Complaints, CAPAs, Deviations and Change ...
The Gateway Development Commission is seeking an experienced and motivated Associate General Counsel I to support the General Counsel and Deputy General Counsel in protecting the Commission’s legal interests and maintaining its operations within the requirements of law. Provide legal support to the ...
A renewable energy manufacturing company is seeking an experienced General Counsel to lead the legal function and support the company's mission by providing strategic legal advice to the executive team. The General Counsel will be a strategic partner to the executive leadership team, responsible for...
The Chief Operating Officer (COO) for RWJ University Hospital, reporting to the hospital President, will execute and drive the hospital’s strategic and operational plan, ensuring alignment with enterprise objectives, while also addressing local community population and patient needs. Achieve the hig...
Develop and monitor the applications of operating processes, systems and technologies, operating structure and models, as well as workflow. Direct preparation of operating budgets and proposals for investments, and drive major operational investments. Deliver innovation that directly influence the w...
As a member of the Regulatory Compliance NERC Team, the Senior NERC Compliance Specialist provides essential support for NRG’s NERC Compliance Program under the direction of the Sr. Director Regulatory Compliance. In addition to supporting the Regulatory Compliance NERC Team, you will be working wit...
The General Counsel will provide legal advice and counsel to the President & CEO, Board of Trustees, and other senior leaders on all legal and other significant matters affecting ETS. The General Counsel serves as the chief legal officer of the ETS with overall responsibility for the vision and ...
Identify and analyze legal issues and present clear recommendations to the CLO/General Counsel and executive team; the Position will report to the CLO/General Counsel, but will be expected and encouraged to develop independent communication and relationships with the management team on a project lev...