Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced Global Head of Compliance Executive to lead our distributed, global compliance team. Our department...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The General Counsel/Chief Compliance Officer (GC/CCO) will be responsible for legal and compliance matters in Ascendis Pharma’s US operations. The GC/CCO will manage and oversee a team of legal and compliance professionals and will be responsible for business conduct in accordance with Ascendis Phar...
Due to the growth, Paragon Staffing, LLC is looking for an Health and Safety Compliance Officer to join our team! Roles and Responsibilities Ensure that all Health & Safety policies, procedures, rules and regulations are adhered to and are regularly reviewed, updated and communicated. ...
Position Summary: The Compliance Officer is tasked with instituting proactive systems and. CF; Certified in Healthcare Compliance (CHC) by the Health Care Compliance Association. Reporting Supervisor: Director of Compliance. CF; Creates and revises systems and procedures by analyzing compliance poli...
The General Counsel/Chief Compliance Officer (GC/CCO) will be responsible for legal and compliance matters in Ascendis Pharma’s US operations. The GC/CCO will manage and oversee a team of legal and compliance professionals and will be responsible for business conduct in accordance with Ascendis Phar...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Build out the current administration of companywide compliance program. Collaborate with 7 internal reps and CEO...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
Position Summary: The Compliance Officer is tasked with instituting proactive systems and. Certified in Healthcare Compliance (CHC) by the Health Care Compliance Association. Reporting Supervisor: Director of Compliance. Creates and revises systems and procedures by analyzing compliance policies and...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Build out the current administration of companywide compliance program. Collaborate with 7 internal reps and CEO...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
We are seeking an experienced Chief Compliance Officer for our registered Swap Dealer. Our department prevents, detects and mitigates compliance and regulatory risks across the firm and helps to strengthen our culture of compliance. Manage and report on any incidents of non compliance, maintaining a...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
The General Counsel/Chief Compliance Officer (GC/CCO) will be responsible for legal and compliance matters in Ascendis Pharma’s US operations. The GC/CCO will manage and oversee a team of legal and compliance professionals and will be responsible for business conduct in accordance with Ascendis Phar...
Maintain a deep understanding and advanced knowledge of commonly used IT governance, risk and compliance frameworks. Ability to identify/determine that structures are in place to identify sophisticated cyber threats while focusing on strict compliance mandates. ...
You'll be joining the Compliance Center of Excellence team, leading the execution of strategic programs aligned to our compliance roadmap and supporting vulnerability and POA&M management across our information security boundaries. This role will support our overall Cybersecurity Compliance Maturity...
EisnerAmper is seeking a Sales and Use Tax Compliance Manager (SUT) to join our State and Local Tax (SALT) practice. Managing the sales tax compliance process for clients sales tax returns. Managing information and people related to sales tax compliance. Because when we can identify creative ways to...
This position will support company compliance to the Drug Supply Chain Security Act (DSCSA). This includes Line of Business systems and SOPs related to compliance activities. Reports to Director, NNI Logistics and Compliance. Responsible for supporting activities relating to Serialization DSCSA Comp...
Coordination with, and appropriate supervision of, outside counsel as is required. Provides appropriate counsel and direction to other members of the Legal Affairs Department as well as serving as a mentor in order to foster their professional growth and development as well as their achievement of C...
As a security officer, your presence is often the first impression that patients, their families, visitors, and employees have of Hackensack Meridian Health every day. Security Officers provide continuous coverage of the Medical Center, controlling access to the area and assisting patients and visit...
The Security Officer will assume responsibility for the safety and well-being of patients, team members, physicians, visitors, students and Medical Center property. Report for duty in a clean and complete Medical Center issued uniform, including photo identification badge and security officer breast...
Advise on trade compliance issues. Customs Brokers specializing in trade compliance positions. ...