Compliance Officer: Average Salary in Fairfield, CT in 2024
Find out what the average Compliance Officer salary is in Fairfield, CT
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Compliance Officer - Systems and Operations (USA or India)
Operational Systems Compliance - Monitoring operational functioning and the portfolio process for compliance, including positions, order activity and other systematic parts of the process in keeping with procedural requirements, for potential errors as well as monitoring conduct. Product and Financi...
BDO Capital Advisors, President & Chief Compliance Officer
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Compliance Officer - Mutual Funds
Global Regulatory Compliance, Mutual Funds is a five-person team responsible for overseeing the compliance programs of the US domiciled registered investment companies for the Chief Compliance Officers. Support the Chief Compliance Officers (CCOs) in the preparation, assembly, and dissemination of t...
Sr. Compliance Officer, Asset Management - Alternatives
The successful candidate will report to the Chief Compliance Officer of 50 South and also the Alpha Strategies Fund, a registered closed-end fund managed by 50 South. This position is part of Northern Trust’s Asset Management (“NTAM”) Compliance team, led by the Head of Compliance for Asset Manageme...
Compliance Officer - Systems and Operations (USA or India)
Operational Systems Compliance - Monitoring operational functioning and the portfolio process for compliance, including positions, order activity and other systematic parts of the process in keeping with procedural requirements, for potential errors as well as monitoring conduct. Product and Financi...
Compliance Officer
Support the Code of Ethics Program, including oversight of all personal securities trading, periodic attestations and certifications and related staff regulatory reporting obligations.Administer and manage a regional Code of Ethics programs, across multiple branch offices and investment platforms.In...
Security Officer Financial Building
Security Officer Financial Building. Bank Protection Security Officers act as a visible deterrent to crime and client rule infractions; they detect and report suspicious, unsafe or criminal acts at or near their assigned posts which may be a threat to the property, clients, guests or employees at th...
Manager, Global Compliance
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Compliance Analyst
Support the Manager of Compliance Operations to assure a stable and secure production environment for Networks. Assure newly deployed network infrastructure, server operating system, application systems are implemented in compliance with documented policies and procedures including system hardening ...
Audit Manager, Consumer Compliance
Audit Manager, Consumer Compliance. Certified Anti-Money Laundering Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE). ...
Director of Compliance
The Director of Compliance is responsible for overseeing and ensuring that NourishedRx adheres to regulatory requirements and internal policies. Serve as the primary point of contact for all external compliance communications; collaborate with various departments to ensure compliance. They will lead...
Business Analyst
Business Analyst in IT or related fields, with a proven track record of gathering and documenting business requirements. Decisions made based on highly complex business system impact analysis and involve business process or data flow recommendations and may impact firm systems. Our Core Technology O...
Security Officer - Cosmetic Manufacturing Company - Melville, Long Island
Allied Universal is hiring Security Officers to oversee a Cosmetic Manufacturing Company located in Melville, Long Island. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Government and more. Allied Universal...
Insurance Regulatory Compliance Analyst
You will work on regulatory compliance matters related to PartnerRe’s Accident & Health Business including producer appointment support, regulatory filings, state regulator inquiries, and cyber security compliance initiatives. Provide support for the regulatory compliance needs of PartnerRe Nort...
Business Analyst / Project Manager
You'll drive activities to adequately prepare the business and engage all the appropriate stakeholders effectively to enable change to be implemented and handed over. Drive the creation of a financial business case. Experience of delivering regulatory projects that support a business strategy and it...
Chief Operating Officer - Executive (Corporate Audit and Credit Review)
Acts as the Senior Executive’s Chief of Staff, helping to flesh out the vision of the leader, drive the strategy and keep the team aligned to one vision. ...
Corporate Director of Compliance-Norwalk Based
The Director of Compliance oversees HEI’s compliance programs. Oversees associate compliance with internal policies and standards of practice and leads HEI’s compliance certification program. Works closely with compliance entities across multiple disciplines to coordinate efforts and ensure a seamle...
Manager / Senior Manager, Compliance & Reporting Specialist
Manager / Senior Manager, Compliance & Reporting Specialist. Work with KPMG's extensive network of specialists & enjoy access to our Ignition Centers, where deep industry knowledge merges with cutting-edge technologies to create innovative tax solutions. KPMG is currently seeking a Manager / Senior ...
Armed Security Officer - Healthcare Facility
Armed Security Officer - Healthcare Facility. You must be able to perform routine foot patrols, moderate lifting, and work in all-weather elements as an Unarmed Security Officer. Prosegur Security is looking for Per Diem. Prosegur is one of the largest security providers in the world, consisting of ...
Security Officer
For those candidates who are not licensed as a Security Officer are encouraged to apply as SSC is offering state mandated 8-hours Security Officer Training Course required for the CT Security Officer License. Must posses a State Issued License as Security Officer (where applicable) or meet qualifica...
Drawback & Export Compliance Manager
We desire to operate an effective, efficient, and agile best in class Regulatory Compliance function capable of adapting to an increasingly challenging, connected, and digital environment. As part of our team, you will lead and operate a fully compliant and efficient Drawback and Export Compliance t...
Security Officer Per Diem
High school education, plus one year additional schooling in related security courses. Must have State of Connecticut Security License. Minimum six months experience in a similar security position is required. ...
Compliance Manager – Job # 3382
Compliance Manager – To $130K – 100% Remote – Job # 3382. Our community bank client is seeking to fill a Remote Compliance Manager role. This position will be responsible for leading the bank’s “Digital Payments” compliance program and evaluating existing regulations, performing compliance risk asse...
Business Systems Analyst
Uses regular judgement and discretion to collaborate with customers in order to: Understand capability needs; Gather project specifications; Create business cases and cost sheet analysis; Translate high-level business needs into detailed requirements for new capabilities (and change request/enhancem...
Financial Compliance Manager
Compliance Manager Qualifications:. At least 3 years of hands-on lending compliance experience in a banking environment. Has lead the development and enforcement of lending compliance policies and procedures. Experience ensuring compliance with all relevant laws and regulations, such as Flood Insura...