Serves as a regulatory compliance officer on the Fairness Team under Independent Compliance Risk Management's (ICRM) Customer Client Protection organization responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regula...
A company is looking for a Deputy Compliance Officer, Credit Cards. ...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
A company is looking for a Compliance Officer. ...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) supporting. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidanc...
Key Responsibilities:Design and implement policies and procedures to ensure compliance with BSA, AML laws, and regulatory requirementsMonitor transactions for suspicious activities and provide UAR to banking partnersAct as the primary point of contact with regulatory bodies and maintain comprehensiv...
Client is seeking a talented and experienced compliance professional to join our team in the role of Product Compliance Officer in Las Colinas, Texas. The Product Compliance Officer will ensure that the company's products are compliant with all applicable laws and regulations. Develop and implem...
Additional responsibilities will include meeting the requirements of the Compliance and Audit Committee and the Audit and Compliance Committee of the Board of Directors, which committee shall have input into the Compliance Officer’s annual performance review. The Vice President, Compliance Officer w...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) supporting. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/business/product and guidanc...
Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) with oversight for Citi Branded Cards and Lending strategic initiatives and program delivery activities responsible for assisting with internal strategies, policies, procedures, processes,...
This is a Vice President (VP) 2nd Line of Defense position serving as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk Management (ICRM)s US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing compliance risks and controls im...
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maint...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)s Testing team responsible for assessing compliance by 1st line of defense with laws, rules, regulations, and policies. Developing, implementing, and executing compliance testing, continuous assurance, and reporting...
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)s Testing team responsible for assessing compliance by 1st line of defense with laws, rules, regulations, and policies. Developing, implementing, and executing compliance testing, continuous assurance, and reporting...
Serve as advisor to Compliance Officer I and Compliance Officer II advisory employees. The Senior Compliance Officer, Advisory, is responsible for providing guidance related to bank regulatory compliance requirements in a leadership advisory capacity and serving as a subject matter resource to the A...
The Business Control Officer reports to the USPB Governance, Change, Oversight and Common Control Team Manager. The goal of this team is to provide a centralized control oversight and execution facilitation, subject matter expertise, and assurance of effective management of the USPB Chief Operating ...
The Compliance Officer II, Advisory is responsible for providing guidance related to regulatory compliance requirements in an advisory capacity and serving as a subject matter resource to all lines of business. Advises business units on remediating regulatory compliance issues identified through sel...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Fidelity Compliance, a 600-person organization, is accountable for business unit compliance strategy and oversight in addition to providing enterprise services and policies regarding Ethics, Digital Compliance practices, Anti-Money Laundering. As the leader of the Compliance team for Fidelity Digita...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...
The role of the Compliance Officer is to develop, administer and monitor the Bank’s programs for compliance with laws, regulations and rules governing operations and product offerings. The Compliance Officer will inform and educate appropriate personnel, senior management and the Boa...
Serves as a Compliance Product Officer supporting Mortgage Fulfillment Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk manag...
Wells Fargo is seeking a Lead Compliance Officer on the Credit Card Compliance Team as part of Consumer Lending Compliance Team. Experience developing, implementing and monitoring a risk-based compliance program to assure compliance with federal, state, agency, legal and regulatory requirements or p...
This includes but is not limited to monitoring of compliance risk, managing or overseeing compliance issues and identifying compliance weakness by reviewing products, processes, procedures or controls and related documentation and reporting. Establish, own, and manage compliance standards for which ...