The Compliance Officer I will monitor contractor performance to ensure the contractor meets specified standards including Standard Operating Procedures, efficiency testing and training. ...
As a key member of PIMCO's Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO's Global Chief Compliance Officer to administer the firm's...
This individual assesses compliance risks and needs; develops and implements compliance policies and processes; develops and delivers compliance training; supports and implements global compliance initiatives in the Region; monitors compliance processes; manages, leads and conducts ethics and compli...
The Compliance Officer II is primarily responsible for supporting the Bank's Compliance Management Program by acting in a senior compliance officer role in the day to day administrative, advisory, monitoring and testing duties related to the company's lending, deposit and other functions to help ens...
Chief Compliance Officer (San Francisco, CA): Our client, a successful hedge fund with approximately $3B in AUM, is seeking a talented and experienced CCO to help run all aspects of the compliance program. Manage the firm’s overall compliance program and develop, review, and update the firm's compli...
Senior Vice President, Compliance Officer page is loaded Senior Vice President, Compliance Officer Apply locations New York, NY USA time type Full time posted on Posted 11 Days Ago job requisition id R101856. PIMCO seeks a dynamic individual to serve as a Senior Compliance Officer within the global ...
Advise executives within the company and work alongside employees, including Operations, Marketing, Revenue Cycle Management, Human Resources, Quality Management, and Legal to develop a company-wide culture of compliance• Manage all day-to-day aspects of the company’s compliance program• Coordinate ...
As a key member of PIMCO’s Compliance team, the Deputy Chief Compliance Officer will have responsibility for providing strategic leadership and oversight for a broad range of compliance work, with particular emphasis on partnering with PIMCO’s Global Chief Compliance Officer to administer the firm’s...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Under the direction of the Vice Chancellor of University Advancement & Alumni Relations, the Chief Operating Officer provides strategic planning, management, and direction to support and promote fundraising as related to the following functional areas: Information Management and Database Administrat...
The Director of Compliance reports to the Assistant Athletic Director for Compliance and is a member of the Athletics Compliance Office. This responsibility includes but is not limited to: assisting in the creation and management of initiatives that promote institutional and departmental culture of ...
The Associate General Counsel is engaged in all aspects of legal matters, including but not limited to pre-litigation and litigation, corporate contracts and negotiations, managing outside counsel, bill review, overseeing the handling and reserves for open workers’ compensation claims, and col...
Works under general direction and keeps manager informed as projects proceed. Effectively manage outside counsel. ...
I can succeed as a Compliance Associate at Capital Group. As a Compliance Associate, you will help to ensure we comply with regulations, requirements and policies. You'll conduct investment compliance research, manage and prepare regulatory filings, and leverage your passion for process optimization...
The Director of Compliance oversees regulatory compliance, including export and import controls, customs regulations, trade compliance, and risk management. Additionally, the position serves as the Export Control Officer and manages various compliance roles such as Export Compliance Specialist, Seni...
Our client, a prominent litigation firm, is seeking a General Liability Counsel to join their San Francisco team. The ideal candidate will have 7+ years of General Liability litigation experience. ...
Newco is seeking a results-driven Chief Operating Officer (COO) to oversee our operations, strategic initiatives, and drive the company’s growth and profitability. ...
Minimum of 10 years of relevant experience in Director or Vice President role in consumer compliance preferably in banking and/or at a medium to large financial institution. Director of Compliance Operations. The ideal candidate is a seasoned compliance professional with deep experience building and...
TYG is representing a leading east coast modular firm who are opening their first factory in California and are looking for a COO to lead the efforts! .My client is one of the most established firms in this space and are focussed on building residential homes to help solve the nations housing crisis...
The Chief Operations Officer (COO) will play a critical role in driving the strategic vision and operational excellence of our bank. ...
Environmental Permitting and Compliance Specialist). Environmental Permitting and Compliance Specialist). Join Yorke Engineering, LLC, an Environmental Consulting leader in California that implements Environmental Engineering and Compliance solutions for our clients throughout California. Our missio...
The Associate General Counsel is engaged in all aspects of legal matters, including but not limited to pre-litigation and litigation, corporate contracts and negotiations, managing outside counsel, bill review, overseeing the handling and reserves for open workers’ compensation claims, and collabora...
The Director of Compliance has the primary responsibility for the development and implementation of Lifeline’s compliance program, establishing a culture of compliance designed to support our comprehensive range of programs and services. As a key member of the executive team, the Director of Complia...