Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
Reporting to the Chief Compliance Officer, the Healthcare Business Associate Compliance Officer, ensures that the Company’s compliance processes are implemented consistently and effectively across the organization. As the compliance leader and subject matter expert, the CO is responsible for establi...
Background in Regulatory Compliance or Compliance Audit. Prepare and lead monitoring programs and may instruct junior officers or other staff conducting monitoring. Perform research to determine what regulations are impacted and decide if the materials are in compliance. Facilitate the completion of...
Prepare and lead monitoring programs and may instruct junior officers or other staff conducting monitoring. Perform research to determine what regulations are impacted and decide if the materials are in compliance. Facilitate the completion of compliance related projects. Assist in managing Regulato...
Ability to analyze various compliance problems or regulations and develop effective solutions in conjunction with the Chief Compliance Officer. Masters Degree and additional education such as having attended the ICB/ABA Graduate Compliance School, Institute of Certified Bankers/American Bankers Asso...
The Cyber Compliance Analyst will be responsible for developing, managing, and monitoring compliance with cybersecurity policies, standards, and procedures. We are seeking a motivated and detail-oriented Compliance Analyst to join our Cyber & Digital Risk Management (C&DR) team at BD. Create, implem...
This Associate Director - Federal Income Tax Compliance. The Associate Director - Federal Income Tax Compliance will report to the Senior Director - Federal Income Tax Operations. Manage the overall federal income tax compliance function for a company with over $130B of revenue and a complex structu...
The role will report to the Chief Compliance Officer and work in close coordination with the Global Trade Compliance leadership team, Legal and Compliance, and Trade Compliance teams in various markets and support the design, implementation of guidance, training, controls and testing of the Global S...
We are committed to providing the highest levels of compliance. This position is responsible for preparing state and local regulatory filings and business licenses by working with various financial systems to analyze data while adhering to regulatory compliance laws, local business license ordinance...
UTRS) is currently seeking an Information System Security Officer to join our team! At UTRS, we enjoy the benefits of working in a collaborative environment of close-knit team members. The selected candidate will act as an Information System Security Officer (ISSO) for a complex information system s...
Coordination with, and appropriate supervision of, outside counsel as is required. Provides appropriate counsel and direction to other members of the Legal Affairs Department as well as serving as a mentor in order to foster their professional growth and development as well as their achievement of C...
Finance Risk & Compliance, and we give finance execs the sounding board they need. Whether we're breaking down meaningful analytics, designing the perfect finance platforms, or building from current risk and compliance models to get ready for the future, we solve our clients' toughest problems. ...
Advise the company on the litigation risks of possible business decisions, providing preventive counseling with respect to the legal risks associated with business practices, and developing strategy with both inside and outside counsel in response to civil litigation and regulatory inquiries (includ...
Finance Risk & Compliance, and we give finance execs the sounding board they need. Whether we're breaking down meaningful analytics, designing the perfect finance platforms, or building from current risk and compliance models to get ready for the future, we solve our clients' toughest problems. ...
This position will be part of the Global Compliance & Risk Management organization and will report directly to the Head of Global External Stakeholder Engagement. Responsible for flagging issues pertaining to anti-kickback, false claim, and transparency reporting laws/regulations for additional ...
As a Responsible AI Monitoring & Compliance professional, you'll be experienced in ensuring that AI systems are developed, implemented, and maintained in a way that mitigates risks associated with AI. We're looking to grow our Responsible AI team and if you're experienced in Monitoring & Com...
Work with corporate safety teams to ensure compliance reporting is completed on-time and proper implementation and adherence to safety programs. Facilitate and assist support departments with technical expertise for process improvements, and environmental compliance. ...
Provide, from a compliance perspective, oversight of organizational-wide privacy including, without limitation: (i) (a) HIPAA Privacy and Breach Notification Rules compliance; and (b)applicable State privacy law pertaining to patient information, employee information, and protected personally identi...
Conducting work with integrity and responsibility, Counsel will be keenly customer-focused, collaborate well with team members and cross-functional business partners, and have positive working relationships with outside counsel. Managing Counsel, Insights and Empowerment and Enterprise IT. The Couns...
Environmental Compliance Specialist. Environmental Compliance Specialist. These screenings will be conducted by Dewberry's background vendor of choice and will be conducted in compliance with all applicable federal, state, and local law. ...
Environmental Compliance Specialist. These screenings will be conducted by Dewberry’s background vendor of choice and will be conducted in compliance with all applicable federal, state, and local law. ...
KPMG is currently seeking a Director to join our. Develop frameworks and methodologies for compliance, supervisory, operational and regulatory risk-management programs. Plan and execute client engagements focusing on Regulatory Compliance, Supervision Surveillance, Conduct Risk, Operational Risk, Op...
Hennion & Walsh is seeking an experienced Compliance Associate for our growing company. The position will work with our compliance team to help execute the firm's compliance program. The position will work to develop, enhance and implement internal compliance procedures and must be team oriented and...
Analyst, AML Models - Compliance monitors activities to minimize the company's exposure to Compliance and AML risk. Analyst, Compliance - AML ModelingBoston, United States of AmericaThe Sr. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving i...