This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth ("RPW"), will be a highly visible, ...
Ensure compliance with regulations such as Money Laundering Prevention or Information Protection, becoming the Compliance Officer for relevant matters. Periodically report compliance levels to company management and Corporate Risk and Compliance Function. Postgraduate studies in Ethics and Complianc...
Being effective as a compliance officer often involves helping management find new and creative ways to be profitable while maintaining compliance standards that protect the Firm. Compliance Coverage Officers (COs). As part of this responsibility, COs generally are responsible for the oversight of r...
The Chief Compliance Officer (CCO) will work with senior leadership and be responsible for the development and overseeing of all quality assurance and performance improvement initiatives within portfolio of Home and Community Based Services businesses across multiple states. This senior leadership r...
Annexus Compliance Officer, working under the direction of the Chief Compliance Officer, you will be responsible for compliance analysis, programs, initiatives, and policies and procedures for all product lines offered to meet business objectives and profitability goals. Assist in development and im...
The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
Certified Regulatory Compliance Manager; NAFCU Certified Compliance Officer; Credit Union Compliance Expert). She/he will identify and lead fair lending risk and compliance initiatives, develop and refine appropriate risk and compliance monitoring and testing processes, and work with all levels and ...
This Senior Lead Compliance Officer is part of the Auto Lending Business Aligned Compliance (BACO) Team. In addition, this role is responsible for overseeing certain aspects of the business' implementation of the Compliance Program Policy and the Auto Lending Compliance team's implementation of the ...
Compliance Officer & Director of Quality. Serves as the Compliance Officer and reports directly to the Audit Committee regarding any possible fraud, waste or abuse. If you have experience in quality and compliance in the child welfare or behavioral health setting and a passion for contributing t...
Join the Maricopa County Community College District as the Chief Compliance Officer (CCO) and be at the forefront of transformative change! This pivotal role, based at the district office in Tempe, AZ, offers a unique opportunity to shape and lead a new compliance framework across 10 campuses, foste...
As a Compliance & Supervision Officer, you will be responsible for overseeing and ensuring compliance with regulatory requirements and industry best practices. This is a full-time on-site role for a Compliance & Supervision Officer at RPS FINANCIAL GROUP INC. You will develop and implement complianc...
We are seeking a qualified and experienced Risk and Compliance Officer to join Windcave’s team in Phoenix, Arizona 85006. The role reports into the Team Lead - Risk and Compliance in New Zealand and will effectively liaise with several departments within the business. Conducting risk data analysis, ...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
St Hl Phy I level or on-the-job experience in radiation protection compliance with a State or Federal. St Hl Phy I level or on-the-job experience in radiation protection compliance with a State or Federal. ...
Being effective as a compliance officer often involves helping management find new and creative ways to be profitable while maintaining compliance standards that protect the Firm. Compliance Coverage Officers (COs). As part of this responsibility, COs generally are responsible for the oversight of r...
Conducts initial and periodic inspections of laboratories and facilities to determine compliance with the Federal Code of Regulations, state Statutes or Rules. Conducts investigations of the operation of a licensed laboratory upon receiving a complaint or of an unlicensed laboratory performing compl...
The Advisory Senior Compliance Officer assists the Advisory Compliance Manager in communicating and implementing changes to the Compliance Policy, Program and Procedures as needed to improve compliance, or as required by amendments to the regulations. The Advisory Senior Compliance Officer serves as...
In coordination with the Office of Equal Opportunity Administrator, the Civil Rights Compliance Officer 3 (ADA-LEP Coordinator) coordinates and monitors efforts to fulfill the agency’s responsibilities and compliance related to (1) public accommodations under Title II of the Americans with Disabilit...
Certified Regulatory Compliance Manager; NAFCU Certified Compliance Officer; Credit Union Compliance Expert). She/he will identify and lead fair lending risk and compliance initiatives, develop and refine appropriate risk and compliance monitoring and testing processes, and work with all levels and ...
Project Diversity Compliance Officer . Ensure compliance with applicable DBE, MBE and WBE requirements for the Project. Ensure compliance with applicable EEO and Project Workforce goals, and document all Good Faith Efforts to achieve the same, including the Good Faith Efforts of awarded prime c...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Wells Fargo is seeking a Senior Lead Compliance Officer to join the Corporate & investment Banking Compliance organization. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following ...