We are currently looking for a highly motivated Compliance professional for the AVP, Compliance Officer role supporting our newest Broker-Dealer/Investment Advisory firm, LPL Enterprise. This role will work with the Chief Compliance Officer to assure the firm establishes and maintains a robust compl...
Being effective as a compliance officer often involves helping management find new and creative ways to be profitable while maintaining compliance standards that protect the Firm. Compliance Coverage Officers (COs). As part of this responsibility, COs generally are responsible for the oversight of r...
Being effective as a compliance officer often involves helping management find new and creative ways to be profitable while maintaining compliance standards that protect the Firm. Compliance Coverage Officers (COs). As part of this responsibility, COs generally are responsible for the oversight of r...
The Facility Compliance Officer is primarily responsible for ensuring compliance program responsibilities are met. As the Facility Compliance Officer is primarily responsible for ensuring compliance program responsibilities are met. MUSC Catawba Division Chief Quality Officer is primarily responsibl...
We are currently looking for a highly motivated Compliance professional for the AVP, Compliance Officer role supporting our newest Broker-Dealer/Investment Advisory firm, LPL Enterprise. This role will work with the Chief Compliance Officer to assure the firm establishes and maintains a robust compl...
A prominent financing solutions firm serving customers nationwide is recruiting for an Assistant General Counsel. For this role, you will provide expert legal counsel and strategic guidance across business development, privacy, and data protection laws, as well as other federal and state regulations...
Analyst is a key member of the Compliance Testing Team and is responsible for assessing compliance risk and evaluating the design and/or operating effectiveness of the firm's compliance control framework. The Role is responsible for leading execution of compliance testing engagements and supporting ...
The Manager in Ecomm Compliance leads a team responsible for the oversight and performance of second line controls designed to ensure the technology we use for electronic communications is in compliance with all regulatory guidelines and that all related controls are adequate and accurately performe...
Title : Auditor/ Internal Compliance and Quality Assurance Audit Manager. This role is responsible for developing and maintaining a strong Internal Compliance program ensuring compliance to applicable regulations. Manage audit planning, scheduling, and execute internal and external audits for South ...
The Project Manager will also work with PAI customers to ensure they are satisfied with PAI’s efforts in compliance, and undertake joint assessments / initiatives for improving compliance, and supporting efforts to keep data integrity. The Project Manager is responsible for tracking DSCSA compliance...
LPL's Compliance organization is currently looking for an Analyst within the Product & Platform Strategic Projects Team. If you are an individual who has a drive to deliver exceptional results, be part of a highly motivated team and are passionate about the work you do, this may be the right rol...
This Vice President, Assistant General Counsel position will report to the Senior Vice President, Associate General Counsel, Chief Privacy Officer. The individual will also support and provide pragmatic legal advice and counsel to internal clients on a range of matters and projects relating to the f...
The Senior Compliance Analyst will provide supervision and oversight for the ERISA Retirement Plan space within Product and Platform Compliance. Responsibilities include the supervision of various retirement focused programs at the plan and individual levels, approval of advisors into the various re...
Assists the Compliance Department in reviewing marketing materials to ensure compliance with federal consumer financial protection laws. Reviews print, radio, video and social media marketing materials to ensure compliance with Mortgage Acts and Practices, unfair discrimination and deceptive, abusiv...
Our Security Officers protect the Industrial or Commercial property of our clients against fire, vandalism and illegal entry. Our initial training paves the way for you to earn your Security Officer Certification. We reward the hard work and dedication of our employees through Tenure Recognition, On...
As a Hospital Security Officer, you will serve and safeguard a high profile healthcare customer. The Hospital Security Officer is responsible for the surveillance of the client’s healthcare premises and the protection of the staff, members, and visitors. Security Officer - Fill-In / Flex: Morning / ...
From our biggest clients to our newest security officer, the values of DSI and our motto,. DSI is growing, again! We are hiring Security Officers in Fort Mill, SC. Job Responsibilities include maintaining a safe and secure environment for customers and employees while providing general security duti...
Winthrop University Athletics is seeking an Assistant Athletic Director for Compliance. Investigates and reports NCAA and Big South Conference violations to those entities, the Director of Intercollegiate Athletics and the Faculty Athletics Representative. Maintains proficiency with ARMS, CAI, LSDBI...
As a Hospital Security Officer, you will serve and safeguard a high profile healthcare customer. The Hospital Security Officer is responsible for the surveillance of the client’s healthcare premises and the protection of the staff, members, and visitors. Security Officer - Hospital: Morning / Aftern...
The IT Governance, Risk, and Compliance Specialist will play a key role on the iboss team by aligning security initiatives with enterprise programs and business objectives. The IT GRC Specialist will make an impact on iboss’ security program and services through experience with various areas includi...
VPII, Assistant General Counsel, Alternative Investments. Provide general support for LPL’s alternative investments platform and vendor relationships. ...
LPL’s Compliance organization is currently looking for an Analyst within the Product & Platform Strategic Projects Team. If you are an individual who has a drive to deliver exceptional results, be part of a highly motivated team and are passionate about the work you do, this may be the right role fo...
The Electronic Communications Compliance (eComm) team within the Risk and Compliance organization is seeking temporary support to ensure our technology complies with all regulatory guidelines related to CARS (Capture, Archive, Retrieve, and Supervise). In this role, you will collaborate with key sta...
This Vice President, Assistant General Counsel position will report to the Senior Vice President, Associate General Counsel, Chief Privacy Officer. The individual will also support and provide pragmatic legal advice and counsel to internal clients on a range of matters and projects relating to the f...
The Electronic Communications Compliance (eComm) team within the Risk and Compliance organization is seeking support to help ensure the technology being used is in compliance with all regulatory guidelines related to CARS (Capture, Archive, Retrieve, and Supervise). Partnering with key stakeholders ...