The Deputy Chief Compliance Officer (Deputy CCO) will develop, coordinate, and implement University Compliance and Ethics (UCE) activities and programs under the direction of the Chief Compliance Officer (CCO). In collaboration with the CCO, contribute to a culture of compliance and integrity across...
The Compliance Officer is responsible for assisting the Compliance Manager in ensuring the firm complies with applicable regulatory requirements. The Compliance Officer also plays a vital role in collaborating with the Compliance Manager on initiatives that drive new efficiencies to deliver top-notc...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
The Deputy Chief Compliance Officer (Deputy CCO) will develop, coordinate, and implement University Compliance and Ethics (UCE) activities and programs under the direction of the Chief Compliance Officer (CCO). In collaboration with the CCO, contribute to a culture of compliance and integrity across...
The Environmental Compliance Officer will be responsible for managing the daily Environmental Compliance Program as well as implementing and managing key requirements of the Environmental & Sustainability Management System (ESMS), perform environmental audits and inspections and advise MBTA employee...
Swap Dealer Compliance seeks a Compliance Officer to advise internal stakeholders on implementation and development of Commodity Futures Trading Commission (“CFTC”) and National Futures Association (“NFA”) swap dealer requirements, including developing relevant compliance program elements such as po...
At least 7 years of experience in a commercial real estate firm, private equity firm, investment bank, or financial institution as a Chief Compliance Officer, Assistant Chief Compliance Officer, or General Counsel. Position: Chief Compliance Officer. We have a unique and exciting opportunity for a C...
Compliance/Audit Officer – To $150K – Boston, MA – Job # 3357Who We Are. Compliance/Audit Officer role in the Boston, MA market. Compliance/Audit Officer responsibilities include:. Extensive knowledge of compliance risks and experience in building effective compliance programs. ...
As a member of the SSGA senior most Operating Group, Executive Management Group and Senior Leadership Team as well as the Corporate Compliance function, provide collaborative compliance technical advice and consulting as a subject matter expert to the SSGA Chief Executive Officer, Global Corporate C...
The Deputy Chief Compliance Officer (Deputy CCO) will develop, coordinate, and implement University Compliance and Ethics (UCE) activities and programs under the direction of the Chief Compliance Officer (CCO). In collaboration with the CCO, contribute to a culture of compliance and integrity across...
Serves as MWRA's Americans with Disabilities Act (ADA) chief compliance officer. A strong understanding of state and federal employment grant compliance regulations and the principles and practices of affirmative action, contract compliance and personnel administration as acquired through at least t...
This individual will be a member of the US business leadership team and the primary Compliance Officer, Compliance, Officer, Leadership, Business, Business Services. About This Role Biogen is seeking an experienced compliance business professional to support the companys US commercial business locat...
Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure for private credit. This role will be a member of the Legal and Enterprise Risk Group and will report to the Private Investments Chief Compliance Of...
We are looking for a highly motivated and experienced Compliance Officer, AVP to join our dynamic Bank Policy & Advisory (BP&A) team in Corporate Compliance. Additionally, the BP&A Compliance Officer will design, execute, and enhance advisory reviews to demonstrate oversight of compliance with polic...
Compliance/ Audit Officer – To $150K – Boston, MA – Job # 3357. Extensive knowledge of compliance risks and experience in building effective compliance programs. Compliance Manager role in the Boston, MA market. The successful candidate will be responsible for coordinating the development, implement...
Compliance and Admissions Officer – Jupiter V Institute, Inc. ...
Reports directly into the Global Chief Compliance Officer. Advise US commercial leadership on compliance risk management and participate in US Compliance Committees and management meetings. Design and implement risk-based compliance training plans, and develop and deliver impactf...
Fidelity Compliance, a 600-person organization, is accountable for business unit compliance strategy and oversight in addition to providing enterprise services and policies regarding Ethics, Digital Compliance practices, Anti-Money Laundering. As the leader of the Compliance team for Fidelity Digita...
The Deputy Chief Compliance Officer (Deputy CCO) will develop, coordinate, and implement University Compliance and Ethics (UCE) activities and programs under the direction of the Chief Compliance Officer (CCO). In collaboration with the CCO, contribute to a culture of compliance and integrity across...
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
QUALITY ASSURANCE OFFICER, Research Compliance. The Office of Research Compliance is in need of a Quality Assurance Officer (QAO) for the National Emerging Infectious Diseases Laboratories (NEIDL) at Boston University. The QAO will review audit responses to assure that appropriate action is taken to...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
The position is for a self-motivated Compliance Officer with technical aptitude providing regulatory and financial crime compliance oversight as part of the Global Compliance team. Responsibilities will include working closely with colleagues to assist in: designing and implementing compliance contr...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...