A Chief Compliance Officer (CCO) is responsible for developing and implementing compliance policies and procedures for the firm to ensure we remain compliant with SEC and FINRA regulations. Additionally, a CCO will conduct regular compliance training for employees, stay up-to-date with regulatory ch...
The Compliance Officer is responsible for ensuring overall compliance with all business unit related activities and programs. Serves as the primary compliance contact and is responsible for ensuring overall compliance with compliance requirements. Directs efforts to communicate compliance programs, ...
We are seeking a Compliance Officer to maintain and enhance our compliance policies and procedures, ensuring the firm’s adherence to regulatory standards. Proven experience as a Compliance Officer or Compliance Manager within a registered investment advisory (RIA) firm. Professional certification(s)...
Merit Services is seeking an IT Compliance Officer to join our client’s dynamic team. As an IT Compliance Officer requires using your technical knowledge, ability to solve problems and focus on customer support to effectively handle and solve IT problems promptly. Demonstrated expertise in the posit...
Under the general direction of a Supervising Workers' Compensation Compliance Officer within the DWC Audit and Enforcement Unit of the Division of Workers' Compensation, The Workers' Compensation Compliance Officer performs workers' compensation claim file audits on insurance companies, self-insured...
Certified Regulatory Compliance Manager (CRCM), NAFCU Certified Compliance Officer (NCCO), CUNA Credit Union Compliance Expert (CUCE) or Governance Risk Compliance Professional (GRCP) certification(s) preferred. Demonstrated knowledge and understanding of compliance related laws, regulations, standa...
Were seeking a skilled Cybersecurity Compliance Analyst to join our client in a remote capacity. The ideal candidate will have a strong background in compliance programs cybersecurity and clientfacing roles within a Managed Service Provider (MSP) environment. Manage compliance programs with a focus ...
Certified Regulatory Compliance Manager (CRCM), NAFCU Certified Compliance Officer (NCCO), CUNA Credit Union Compliance Expert (CUCE) or Governance Risk Compliance Professional (GRCP) certification(s) preferred. Demonstrated knowledge and understanding of compliance related laws, regulations, standa...
Compliance and Credentialing Manager for Substance Use Treatment Facilities and Programs. As the Compliance and Credentialing Manager for Recover, you’ll be responsible for ensuring our programs meet the highest possible standards for adherence to regulations and program requirements, and work to en...
Some assignments may patrol assigned site on foot or in vehicle, checks for unsafe conditions such as hazards, unlocked doors, and security violations; protects evidence or scenes of incident in the event of accidents, emergencies, or security investigations; prepares logs or reports as requested. T...
Security Officer - Retail - Pismo BeachPismo Beach CA. Security Officer - Retail - Pismo Beach in Pismo Beach CA. Allied Universal have an immediate need for Security Officer - Retail - Pismo Beach. If you happen to live in or around Pismo Beach, CA or have the freedom to relocate yourself to Pismo ...
Ensure systems are operated, maintained, and disposed of in accordance with internal security policies and practices outlined in the security plan. Support day-to-day information system security operations including hardware and software implementations. Carry out technical administration of IS in a...
As a Tiffany Branch Security Officer, you will:. Partner with Senior Security Officer and Management to deter theft, report missing assets, respond to emergency situations and implement Incident Management Programs procedures. Security Controls and Operations: . Provide exceptional security and oper...
Responsible for filing necessary applications and handling all government interactions pertaining to the regulation process for products requiring governmental approval.Authoring and submitting PMA supplements (30-day Notice, Real-Time Reviews, 180-Day Supplements, Annual Reports).Review/approval of...
Environmental Permitting and Compliance Specialist). Environmental Permitting and Compliance Specialist). Join Yorke Engineering, LLC, an Environmental Consulting leader in California that implements Environmental Engineering and Compliance solutions for our clients throughout California. Our missio...
Reporting to the Senior Director of Environmental Compliance and Sustainability, the Environmental Compliance Director will be responsible for ensuring that Athens Services’ facilities in Southern California comply with all applicable federal, state, and local environmental laws, regulations, and st...
Splunk is looking for a motivated Senior Analyst who is passionate about delivering technology assurance, advisory, compliance and risk management services to the company. You will ensure proper identification and mitigation of risks / processes / internal control gaps that have potential operationa...
The duty of the Chief Operating Officer is management and overview of the Project Managers and the execution of the electrical contracts. ...
As a Tiffany Branch Security Officer, you will:. Partner with Senior Security Officer and Management to deter theft, report missing assets, respond to emergency situations and implement Incident Management Programs procedures. Security Controls and Operations: . Provide exceptional security and oper...
The primary responsibilities of the Managing Attorney & General Counsel are to oversee and directly supervise the Legal Team; ensure that all Legal Team members are meeting or exceeding performance expectations; recommend, develop, and implement systems that optimize case management, reduce turnarou...
The Compliance Specialist exercises considerable latitude in performing contract and/or procurement analysis, mentorship and advising to others, to ensure compliance to regulations, contractual requirements and Company policy. We have an exciting opportunity for a Compliance Specialist with our clie...
Full Time – Grant Compliance Specialist I (GCS I). This role involves assisting in compliance monitoring and reporting, with supervision. Assist in the development of program policies, procedures, and compliance monitoring strategies, with supervision. Provide support on federal regulations, eligibi...
The Manager, Compliance and Revenue Integrity (CRI) manages one or more functions within the Compliance and Revenue Integrity organization. Areas of assigned responsibility may include managing the processes for charge capture, charge reconciliation, charge maintenance, pricing strategy, CDM/fee sch...
VP & General Counsel - req1214. Counsel CMSU's and CMRU's employees on legal compliance. Supervise and coordinate all company activities involving outside legal counsel. ...
The HR Compliance Manager is responsible for developing, implementing, and managing a comprehensive compliance program to ensure adherence to federal, state, and local regulations. Develop and update compliance policies, guidelines, and training programs to educate employees on compliance requiremen...