Compliance Officer: Average Salary in Saranac Lake, NY in 2024
Find out what the average Compliance Officer salary is in Saranac Lake, NY
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VP – Capital Markets Compliance Officer
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
Chief Compliance Officer & Head of Regulatory.
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
Associate, Compliance Officer
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
Monitor & Surveillance Compliance Officer (Director)
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
Compliance Officer
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
AML / OFAC Compliance Officer / Advisory (Financial Security)
Key Responsibilities:Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements. Key Internal Contacts:The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Offi...
Deputy Investment Banking and Regulatory Compliance Officer - Director
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Community Development Finance, Compliance and Community Relations – Associate
Internal Audit and Compliance Testing – Prepare requested information for CRA compliance related internal audits, exams and compliance testing. Community Development Finance, Compliance and Community Relations – Associate. The department's responsibilities include community development lending, inve...
Director, Global Market Regulatory Compliance Registration
Respond to regulatory and internal inquiries and advise on regulatory registrations and designation required based on covered activities· Assist in preparing for and coordinating internal audit and regulatory examsManagement and ReportingDirector in GMRC Registration team will report directl...
2025 Compliance Summer Analyst Program (New York)
Compliance Summer Analyst Program (New York) Summer Analysts will join us for a 10-week program beginning in June and will be placed on a team covering specific global compliance functions such as financial crimes, regulatory relations, information controls or global monitoring and testing or on a c...
Pupil Accounting and Compliance Manager
Pupil Accounting and Compliance Manager . This position combines technical expertise with leadership responsibilities to ensure accurate data management, compliance with state and federal regulations, and effective reporting across multiple departments. Ensure compliance with School, State, and Fede...
Security Officer
Provides security at various postings in gaming facility to maintain order through company regulations & policies. Maintain the safety and security of casino guests and new associates. Other duties as assigned by Security Shift Supervisor. High school diploma or General Education Degree (GED) is pre...
Operational Compliance Analyst.
The Operational Compliance Analyst will be pivotal in ensuring our aviation teams are provided with robust data analysis & risk management, contributing to strategic decision-making across departments. Data Analysis: Utilize statistical tools & techniques to explore data, identify patterns, relation...
Compliance Specialist
Review completed recertification to ensure program compliance Perform both onsite and remote audits to confirm compliance with program requirement through follow-up and closure Monitor waitlists, LAP plans and EIV master binders for compliance with federal and state regulations Review and submit res...
Sr. Compliance Associate.
Our team is passionate about our mission: making peoples lives better.Were headquartered in NYC & offer hybrid NY-based positions (three days/ week in-office)....
Compliance Specialist II
The Marketing Compliance & Privacy team supports all aspects of marketing compliance and privacy across the Marketing organization, and promotes Salesforce's value of Trust. Job Title: Marketing Compliance & Privacy Enablement Analyst. The successful candidate will serve as first line compliance sup...
2025 Global Finance & Business Management Analyst Program - Summer Analyst - NY Metro
As a Summer Analyst in the Global Finance & Business Management Analyst Program, you will collaborate with our top-tier professionals to influence and shape crucial decisions and initiatives that support our businesses across the firm. The responsibilities below align to each of our functional group...
Campus Security Officer ($20.00
The Security Officer provides services for a variety of large and small business clients where health, safety and security is our #1 priority. May check heating, lighting, sprinkling, security, ventilation, fire, etc. May check heating, lighting, sprinkling, security, ventilation, fire, etc. At leas...
Security Guard / Security Officer - Floater/ Per Diem
As a Security Guard/ Security Officer with Maximum Security, you will be an important part of our team. Our guards' fall into one of two major roles: Residential gated community security guard: the primary duties of a gated community security officer include greeting the g...
Security Officer DOD Cleared
As a Cleared Security Officer, you'll receive specialized training in site-specific security protocols associated with your clearance level, allowing for skill development and professional growth in the security field. Allied Universal® is hiring a Security Officer - Cleared (Clearance Required - Un...
Security Guard/ Security Officer - Full Time
As a Security Guard/ Security Officer with Maximum Security, you will be an important part of our team. Our guards' fall into one of two major roles: Residential gated community security guard: the primary duties of a gated community security officer include greeting the guests,...
Associate, Member & Provider Compliance
The Associate, Member & Provider Compliance will play a crucial tactical role in supporting compliance within Member and Provider Operations by analyzing challenges, coordinating responses, and delivering positive outcomes based on inputs from stakeholders. We're hiring an Associate, Member & Provid...
Compliance - Executive Regulatory Briefings - Senior Associate
As a Compliance - Executive Regulatory Briefings - Senior Associate in our Regulatory Strategy team, you'll have the opportunity assist the department with Executive Briefings and contribute to other reporting needs as time permits. Job Summary Join our dynamic Risk Management and Compliance te...
Security Guard / Security Officer - Weekend Work
As a Security Guard/ Security Officer with Maximum Security, you will be an important part of our team. Our guards' fall into one of two major roles: Residential gated community security guard: the primary duties of a gated community security officer include greeting the g...
Payroll & Compliance Specialist.
Squarespace is looking for a Payroll Specialist to join the Payroll function of our growing company. You will report to the Head of Global Payroll & Compliance. ...