Prior Head of Compliance or Chief Compliance Officer experience in finance, fintech, or crypto exchanges (prior experience scaling a global compliance program preferred). We are seeking an experienced Global Head of Compliance Executive to lead our distributed, global compliance team. Our department...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Click on Learn more about this agency button below to view Eligibilities being considered and other IMPORTANT information.WHERE CAN I FIND OUT MORE ABOUT OTHER IRS CAREERS? Visit us on the web at www.Yes-as determined by the agency policy.You may be expected to travel for this position.Relocation ex...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Identifies issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to resolve them. If you are not in compliance, you will be determined unsuitable for employment with IRS. ...
Position Summary: The Compliance Officer is tasked with instituting proactive systems and. Certified in Healthcare Compliance (CHC) by the Health Care Compliance Association. Reporting Supervisor: Director of Compliance. Creates and revises systems and procedures by analyzing compliance policies and...
Large Business and International, Director, Withholding, Exchange and International Individual Compliance (WEIIC), DFO IIC. Identify issues to be pursued based on large, unusual or questionable items that produce a significant tax or compliance effect and utilizes the tax law and facts needed to res...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
Perform Compliance due diligence for mergers and acquisitions. Assist the Fair Banking Director in developing compliance review programs. Assist lending staff in compiling and analyzing HMDA compliance metrics, drafting summary reports and recommendations associated with that analysis, and reporting...
Job Title: Compliance Officer<br /> Job Location: St. Ensuring compliance with the home and foreign country government laws and customs regulations</li> </ul> <p> </p> <p><b>Requirements</b></p> <ul> <li>Education background in regul...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Initially, you will work closely with the CEO to develop the role and compliance structure within the company. B...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Build out the current administration of companywide compliance program. Collaborate with 7 internal reps and CEO...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Build out the current administration of companywide compliance program. Collaborate with 7 internal reps and CEO...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
As a Global Financial Crimes Compliance Detect and Report Investigator in the Global Financial Crimes Compliance Group, you'll be responsible for protecting our domestic and international clients; therefore, this position requires proven investigative abilities, time management skills, business acum...
Due to the growth, Paragon Staffing, LLC is looking for an Health and Safety Compliance Officer to join our team! Roles and Responsibilities Ensure that all Health & Safety policies, procedures, rules and regulations are adhered to and are regularly reviewed, updated and communicated. ...
The CCO will manage examinations and communications with regulatory entities, handle regulatory filings, manage customer complaints, and perform ongoing compliance surveillance functions. Build out the current administration of companywide compliance program. Collaborate with 7 internal reps and CEO...
Ability to analyze various compliance problems or regulations and develop effective solutions in conjunction with the Chief Compliance Officer. Masters Degree and additional education such as having attended the ICB/ABA Graduate Compliance School, Institute of Certified Bankers/American Bankers Asso...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers’ compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
As a Compliance Officer, you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits, assess risk, and implement compliance programs to mitigate legal and regulatory risks. Develop and implement compliance po...
Fun Chief Compliance Officer - HYBRID. This position will act in the capacity of Chief Compliance Officer for certain investment company clients. Primary responsibility will be to ensure fund and service providers' compliance with Rule 38a-1 of the Investment Company Act of 1940. Oversee maintenance...
We are keen to see CV's from Compliance Officer, Building Safety Officer, Senior Compliance Co-ordinator, Compliance Surveyor, Fire Safety Co-ordinator, Asbestos Co-ordinator. We are actively looking for a Compliance Officer to join a local authority in the Nottinghamshire area on a temporary basis....