The Compliance Officer will maintain regular communication with subordinate officers to ensure efficient coordination and effective implementation of security measures, ensuring smooth operations at all sites. Looking for an exciting opportunity to work as a Field Compliance Officer? We are seeking ...
The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...
Bank Compliance Officer - To $110K - Houston, TX - Job # 3334. Bank Compliance Officer role in the greater Houston, TX market. Bank Compliance Officer responsibilities include:. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regula...
This is a unique opportunity for an experienced compliance leader to join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. SVP, Compliance and Risk Officer. Hub Retirement and Private Wealth (“RPW”), will be a highly visible, senior lea...
Looking to make a meaningful impact in the financial services industry We re searching for a dedicated Lead Compliance Officer to join our Clients Credit Card Compliance Team within their Consumer Lending Division. This role is ideal for someone passionate about driving compliance excellence shapi...
The responsibilities of this role will mainly focus on the management and oversight of multiple commodities trading compliance functions, including developing policies and procedures, performing risk assessments and internal controls, and providing real-time advice and interpretation of applicable l...
As a member of the Group Compliance Department, the Regional Compliance Officer to assist the Group Compliance Officer (based in France) in ensuring that the Vallourec Companies within North America region (mainly located in the US, Canada & Mexico) operate in compliance with the applicable regulati...
Looking to make a meaningful impact in the financial services industry We re searching for a dedicated Lead Compliance Officer to join our Clients Credit Card Compliance Team within their Consumer Lending Division. This role is ideal for someone passionate about driving compliance excellence shapi...
Bank Compliance Officer role in the Houston, TX area. Bank Compliance Officer responsibilities include:. This role will be responsible for performing quality control reviews, including analyzing and reporting on all Bank regulations across all business lines to identify regulatory compliance weaknes...
Sphere is seeking an experienced Commercial Trading Compliance Analyst for a 12+ month opportunity in Houston, TX to support our clients' trading activities in the North American Physical Gas and Power markets. As a key member of our team, you will ensure compliance with relevant market rul. ...
Unarmed Security Officer - Flex. Allied Universal, North America's leading security and facility services company, provides rewarding careers that give you a sense of purpose. Security Experience - +1 Years. Allied Universal has security jobs and are seeking to fill the position. ...
As a Cleared Security Officer, you'll receive specialized training in site-specific security protocols associated with your clearance level, allowing for skill development and professional growth in the security field. Armed Security Officer - Cleared (Clearance Required - Unarmed). Allied Universal...
Under the direction of the Assistant General Counsel-Chief Ethics Officer and under the general direction of the Office of General Counsel, you will be an important resource to the firm, the Office of General Counsel, and the Conflicts team. As an Assistant General Counsel-Ethics & Compliance you wi...
The BSA Compliance Associate will be responsible for supporting the bank’s BSA / AML Program. They will assist in performing day-to-day functional tasks related to ensuring Compliance with all applicable BSA/AML and OFAC rules and regulations in each business area; follow all procedures that will en...
Director, Debt Compliance & Equity - Houston, Texas. The Director of Debt Compliance and Equity is responsible for the management and oversight of AlphaGen’s debt complex as well as employee equity programs. The Debt Compliance responsibility includes working closely with internal and external stake...
I have a full time opportunity in Austin, TX for a Director of IT Compliance with one of our renowned global industrial clients who is building out their leadership team. Function as the IT liaison with senior leaders and Internal/External auditors and consultants on Information Security and regulat...
We are working with a national firm that seeks an Assistant General Counsel-Ethics & Compliance with (10+) years of experience in conflicts and legal ethics at a top AMLAW firm, or as an associate with BIGLAW, or as in-house counsel to support the firm’s new business and conflicts intake, lateral hi...
Attends board meetings and other administrative meetings to provide legal counsel to the Superintendent, Board of Trustees, and designated staff. Monitors incoming Public Information Act requests, assists in the collection of records and responses, and prepares requests for opinions to the Attorney ...
I am looking for an an experienced Assistant General Counsel to join a highly respected legal team, supporting renewable energy projects across North America. You’ll collaborate closely with developers, external counsel, and internal teams to ensure land rights are secured, issues are resolved, and ...
A healthcare organization in New York City is seeking a Director of Regulatory Compliance Operations to lead regulatory approvals, submissions, and compliance with all regulatory guidelines. Preparing and updating materials for compliance committees, including the Compliance Committee and the Board'...
Director, Product Regulatory Compliance. Responsible for the Product Regulatory Compliance framework for assuring that the company’s products comply with applicable laws, regulations, and standards. Works collaboratively with Legal, Compliance, Supply Chain, Quality, RD&E, Manufacturing, and other r...
JCW is currently working on behalf of a hybrid fronting carrier that's looking to add an Associate General Counsel to their legal team. In this role, you'll be reporting directly to the General Counsel and leading a team of 2-3 down the line. ...
Work with Program Managers, SMEs, and TRA team members to develop key program documentation, maintain deliverable timelines, and ensure timely leadership reporting. ...
Job Title: Chief Operating Officer (COO). We are seeking an experienced Chief Operating Officer (COO) to oversee our company's ongoing operations and procedures. ...
The Director of Technical and Compliance Training plays a key role in shaping the organization's training programs, ensuring they align with Empower's mission and goals. This position drives the design, delivery, and oversight of technical, quality, and compliance training, fostering a culture of ex...