Experience in conducting investigations, analyzing basic business operations, verifying compliance with specific laws or activities in the petroleum industry. Experience analyzing complex business operations, verifying compliance with fuel tax laws or activities in the petroleum industry. ...
Reporting to the Head of Compliance and GFC - MENA and working closely with Compliance Officer in Morgan Stanley Saudi Arabia, the individual will assume a number of responsibilities in Compliance and Global Financial Crimes (GFC) department. Working with the MENA Head of Compliance to deliver the a...
The Chief Compliance Officer & Head of Regulatory will lead CLEARs Compliance & Regulatory teams within Legal while working with teams across the company to build products & programs consistent with global laws & regulations. Oversee an effective compliance program per DOJ & SEC guidance, including,...
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
The Assistant General Counsel and Compliance Officer reports directly to the General Counsel and is a key member of the Trust’s legal and compliance department. The Assistant General Counsel and Compliance Officer will assist in managing the Trust’s legal matters, focusing on compliance, ethics, con...
Key Responsibilities:General· Secretary (schedule & take the minutes) of the Committees managed by CACIB US Complianceo US Compliance Management Committeeo US Complex Transaction Committeeo US New Activity Product Committeeo US Disciplinary Committeeo Americas Data Protect...
The Investigation and Compliance Unit, to which this position belongs, updates and provides guidance to agency EEO Officers on investigative and reasonable accommodation processes, develops and presents legally mandated non-discrimination training curricula, conducts very time-sensitive high level d...
The Senior Compliance Officer - Institutional Sales Coverage position sits in DWS Business Line Compliance (“DWS” Compliance). The Senior Compliance Officer - Institutional Sales Coverage will assist the Chief Compliance Officer in developing and administering the policies and procedures of the Sale...
Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulatory Compliance Monitoring & Surveillance. Summary:The Fixed Income Compliance Officer is responsible for day-to-day monitoring and surveillance of the Global Markets Division (“G...
Support the Compliance Division in formulating and performing a periodic review of key Compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry/peer best practices. These policies are in GIC’s Compliance Manual and Code of Ethics, includin...
This position provides technical and professional compliance expertise and advice to leadership, regional support teams, employees, committees and affiliates regarding current and emerging federal, state and local and internal healthcare compliance-related issues consistent with the system-wide Comp...
Large broker dealer located in Midtown Manhattan or Los Angeles looking to add a “VP – Capital Markets Compliance Officer” to their team. Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key r...
Security Officer - Nursing Home - Soundview, Bronx. Allied Universal is hiring Security Officers to oversee a Nursing Home located in Soundview, the Bronx. As a Security Officer, you will serve and safeguard clients in a range of industries such as Commercial Real Estate, Healthcare, Education, Gove...
Title: Compliance Manager - Agency & Partnership. ...
This Senior Director, Corporate Compliance role is a strategic and dynamic role serving as a Compliance Navigator/Advisor to various areas of the business, with a particular focus on supporting Regenerons Global Immunology team. Compliance initiatives by blending knowledge of Compliance standards, p...
The FCC Compliance Coordinator is responsible for managing compliance and reporting responsibilities across multiple stations, ensuring adherence to FCC regulations. Management of children's programming to meet FCC compliance and filing of the Annual 398 Children's Program Reports, and Commercial Li...
Ability to work with external counsel in local jurisdictions to identify permits needed and assist development team with procuring all permits on a timely basis. Please note that the salary information is a general guideline only. ...
We are seeking a professional Security Officer to join our team. Valid registration as a security officer. The ideal candidate has experience with public safety and security and operates with a high degree of integrity at all times. Report on daily activities and any security incidents. ...
Job Description: Anti-Fraud Team is looking for an Analyst and Associate level compliance Business analyst to support a project. The Analyst will be working on a project within the Anit-Fraud team. ...
As the Chief Operating Officer, you will be responsible for overseeing the day-to-day operational functions, ensuring that all business units operate efficiently and effectively. ...
Manages an organization of multiple managers and senior-level professionals responsible for performing environmental and sustainability tasks. Works on abstract problems across functional areas of the business ensuring that environmental compliance is met. Responsible for the successful operation of...
Review completed recertification to ensure program compliance Perform both onsite and remote audits to confirm compliance with program requirement through follow-up and closure Monitor waitlists, LAP plans and EIV master binders for compliance with federal and state regulations Review and submit res...
Must possess a State Issued License as Security Officer (where applicable) or meet qualifications to complete state required Security Officer Affidavit/Registration. As a fully integrated provider of uniformed security, investigative, and consulting services, we provide the highest levels of asset p...
The Associate Director, Procurement Compliance will be responsible for leading a team of Global Procurement Compliance Managers and Specialists that support and maintain all cGMP compliance aspects of procurement operations. The major activities include but are not limited to the following: manageme...
The Division of Program Policy and Innovation (DPPI) will provide support across the Office of Housing Access and Stability (HAS) to coordinate policy development and analysis, support implementation of new rules and regulations, monitor program integrity and compliance, manage the selection of cont...