A company is looking for a Compliance Officer to ensure compliance with ICANN policies and various international requirements.
Key ResponsibilitiesResolve reseller and end-user inquiries related to complianceCombat DNS abuse and manage issues involving compromised domainsEducate intellectual property representatives on registrar capabilities regarding copyright and trademark issuesRequired Qualifications1-2 years of experience in a domains-related businessCompletion of post-secondary studies in administration, business, or information technology1-2 years of experience in a customer support-related environmentDesire for ongoing learning and development
Research, Marketing, and Content Compliance Officer - SVP (Hybrid)
Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk man...
Trade Compliance Officer
In this role, the Trade Compliance Officer will be responsible for ensuring compliance with all relevant regulatory requirements related to public equities trading, including FINRA and SEC rules and regulations. A financial services firm in New York City is currently seeking an experienced professio...
Compliance, Traceability and Strategy - Senior Compliance Officer, Vice President
As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; ...
Program Officer, Monitoring & Compliance
The Program Officer, Monitoring and Compliance sits within IRC headquarters Resettlement, Asylum and Integration (RAI) Department which manages programming that serves refugees, asylum seekers and other types of Program Officer, Monitoring and Compliance supports the overall quality assurance and c...
Compliance Officer
LLC (“SWS” or the “Firm”) (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer. Work with senior management, Legal, Compliance, HR, Marketing, registered representa...
Deputy Investment Banking and Regulatory Compliance Officer – Director
It is part of the Global CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. ...
Compliance Officer
The Compliance Officer is responsible for ensuring that the healthcare practice adheres to regulatory requirements and internal policies. This role involves monitoring compliance efforts, conducting audits, and providing training to staff to promote a culture of compliance. Develop, implement, and m...
Financial Crimes Compliance Officer
The Financial Crimes Compliance Officer has day to day management duties of departmental staff and is expected to be knowledgeable in all aspects of BSA/AML/ and OFAC/Economic Sanctions programs and technologies, and for reporting on the efficacy of the programs to executive management and the board...
Chief Compliance Officer
The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all components of the compliance program for an investment advisory firm in Manhattan, which is currently registered with New York State and will register with the U. The CCO will foster a cultur...
Chief Compliance Officer
NYC Aging seeks a highly motivated Senior manager with broad-based experience in compliance, internal and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer. Reporting to the Chief Financial Officer, with additional accountability to the First ...