A company is looking for a Compliance Associate - Regulatory Intelligence.Key ResponsibilitiesIdentify and summarize new or modified rules, regulations, and laws in the financial services industryReview AI outputs for accuracy in summarizing regulatory changesCollaborate with subject matter experts to analyze regulatory requirements and track changesRequired QualificationsBachelor's degree in business, finance, legal, or related fieldJuris Doctorate and / or Certified Regulatory Compliance Manager (CRCM) preferred1-5 years of experience in researching and analyzing regulatory requirementsExperience in financial services, compliance, or legal roles is preferredAbility to comprehend compliance laws and regulations
CAMPUS: GBS Compliance Summer Associate (2025)
As a Compliance Summer Associate based in Los Angeles, you will work with other associates on meaningful projects and daily compliance work that directly supports the Legal and Compliance group. Some areas of focus may include Client Services Compliance, Corporate Compliance, Distribution Compliance...
Associate, Compliance
We are currently seeking an Associate, Compliance to join our team. Participate in ongoing compliance testing of the compliance program. This individual should be a dynamic self-starter who will assist in all aspects of compliance in adherence to the Investment Advisers Act of 1940, the Investment C...
Compliance Associate Senior
Every day will be different as you partner with our in-house lawyers, compliance managers, and investment operations professionals to assist our portfolio compliance operations and research global regulatory requirements. You'll conduct investment compliance research, manage, and prepare regulatory ...
Associate Privacy and Compliance Analyst
A company is looking for an Associate Privacy & Compliance Analyst (Remote). ...
Compliance Associate Senior
I can succeed as a Senior Compliance Associate at Capital Group. As a Senior Compliance Associate, you will help to ensure we comply with regulations, requirements, and policies. Every day will be different as you partner with our in-house lawyers, compliance managers, and investment operations prof...
Associate Program Compliance Manager
A company is looking for an Associate Program Compliance Manager. ...
Assurance Experienced Associate - Independence - Personal Compliance
The National Independence Experienced Associate, Personal Compliance is responsible for assisting the National Independence Personal Compliance team with ensuring the firm and its professionals comply with the independence rules of the Securities and Exchange Commission (SEC), American Institute of ...
Associate General Counsel Compliance
A company is looking for an Associate General Counsel, Compliance. ...
Associate Director, Clinical Compliance Operations
Associate Director, Clinical Compliance Operations. Associate Director, Clinical Compliance Operations. Associate Director, Clinical Compliance Operations. Proactively monitor compliance with procedural documents and training requirements. ...
Senior Associate, Environmental Compliance and Strategy (Hawaii, bat-focused)
As a Senior Associate, Environmental Compliance and Strategy (ECS), you will support the responsible operation of a utility-scale wind facility in Hawaii which holds state and federal bat take permits. Experience managing bat-related surveys, planning, agency/stakeholder coordination, and compliance...