Compliance Officer - Investor Services
A company is looking for a Compliance Officer - Investor Services (Remote).Key ResponsibilitiesAnalyze external laws and internal processes to ensure regulatory compliance and recommend necessary changesServe as a liaison between examiners, regulators, auditors, and internal teams during compliance examinationsPrepare reports for management on compliance reviews, legal changes, and new regulationsRequired QualificationsBachelor's Degree and 5 years of experience in Compliance, Legal, or Audit OR High School Diploma / GED and 9 years of experience in Compliance, Legal, or AuditValid Series 7 & 24 licensingCertified Regulatory Compliance Manager (CRCM) designation preferredCertified Regulatory and Compliance Professional (CRCP) & ACAM designations preferredValid Series 63, 65, or 66 licensing preferred
Sr. IT Security Compliance Analyst
IT Security Compliance AnalystLeading Central North Dallas company has an immediate need for a Sr. IT Security Compliance Analyst. Execute compliance/audit activities assigned in relation to Sarbanes Oxley (SOX), IT Control Framework, Payment Card Industries (PCI), relevant cybersecurity frameworks,...
IT Compliance Analyst
The IT Compliance Analyst should have at least 7+ years of similar IT compliance experience, preferably in the manufacturing industry. WHAT BCT OFFERS:</u></b></p> <ul> <li>BCT pays 60% of medical insurance for employees</li> <li>$50k paid life insurance po...
Compliance Analyst
As a Compliance Analyst, you'll support the Senior Vice President of Compliance and Secretary in managing key compliance and regulatory functions. Our client located in Dallas, TX is in need of a Compliance Analyst with Life Insurance Industry experience. Compliance Analyst Background Profile. Revie...
Compliance Analyst - Hybrid
In addition, the Compliance Analyst will assist with ensuring Business Continuity Plans are documented and other projects as needed. This role is responsible for engaging with business stakeholders to co-develop internal control improvement plans, assess and monitor compliance across various busines...
Compliance Analyst PRN
The Compliance Analyst is responsible for performing a variety of activities in support of compliance program initiatives, with a focus on investigations and reporting, and auditing and monitoring. Experience with compliance investigations, audits, and ongoing monitoring activities, including the de...
Senior Analyst of Privacy and Compliance
Own the Data Governance program including updates to data mapping and monitoring of compliance with documented policies and procedures. Manage the third party risk management program, including oversight of adherence to documented procedures, monitoring of compliance and reporting of metrics. ...
Compliance Management Analyst
Description & Requirements The Compliance Management Analyst will support OS in various aspects, including, but not limited to, OS Security Compliance, collaboration with OS Staff Divisions (StaffDiv), coalition building, and awareness programs that promote all OS Cybersecurity initiatives. Thi...
Compliance Monitoring - Testing Analyst
Responsibilities include review, testing and monitoring of bank processes to confirm regulatory compliance in accordance with the Bank’s compliance management system. Perform compliance review and testing of deposit and/or loan products and services to ensure compliance with applicable federal and s...
Analyst, Governance, Risk, and Compliance
Governance, Risk and Compliance Analyst. The Information Governance, Risk, and Compliance (GRC) Analyst supports one or more primary functions within the Information GRC (IGRC) organization. The primary job functions of this role include the facilitation of risk assessments and risk management funct...
International Compliance Analyst (Hybrid, Bilingual)
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...