Senior Regulatory Compliance Assurance Testing Program Manager (Leading FinTech)

04th June, 2024

Location(s) : San Diego, CA; Mountain View, CA; or Atlanta, GA

Job Overview

Come join our amazing team of leaders, learners and world-class compliance professionals. Working as a member of Intuit's Legal, Compliance & Policy Organization (LCPO, you will be responsible for ensuring client meets important regulatory compliance requirements by completing testing and by partnering cross-functionally to implement and manage innovative solutions for continuous compliance.

We believe diversity and inclusion among our teammates produces better results and is critical to our success as a global company.

We are committed to recruiting, developing, and retaining the most talented people from a diverse candidate pool.

Our client is a hybrid workplace, giving employees the opportunity to collaborate in person 2 or more days per week in the Mountain View, San Diego or Atlanta office.

Qualifications

• Has 8+ relevant experience leading regulatory compliance or internal audit programs for public technology companies
• Demonstrates strong project and time management skills with ability to lead, multi-task and prioritize multiple requirements in a single, complex project
• CISA, CIA, CPA certification preferred. Knowledge of regulatory compliance is a plus
• Demonstrated ability to navigate and thrive in a fast-paced working environment and operates calmly through ambiguity and change
• Excellent at summarizing and presenting complex analyses into digestible summaries for executive level and external parties
• Experience with business and compliance processes, including marketing and AI / ML compliance is a plus; Quick grasp of complex systems and relevant controls
• Drives compliance through influence, use of data and risk-based approaches

Responsibilities

• Partners with program owners, subject matter experts and legal to understand requirements (e.g., laws, regulations, guidelines, policies) of compliance, enterprise programs and products.
• Lead and execute compliance testing projects for various regulatory areas :
• Develops risk and control processes, understands requirements to develop test procedures, executes on testing and validates results, conducts root cause and impact analysis (where applicable), partners with business stakeholders to create remediation plans and writes executive reports to summarize test results
• Evaluates design and operating effectiveness of controls including automated solution
• Documents test results, and reporting metrics in GRC Tool and / or central repository
• Drafts and finalizes executive reports with senior management and socializes with key stakeholders
• Communicates to various cross-functional levels of the organization, including front line personnel, senior management and external parties
• Collaborates with the business to prioritize implementation of recommendations to strengthen compliance maturity for programs and products
• Partners with cross-functional stakeholders (e.g., Legal & Compliance, Internal Audit, Finance, Business, Risk, Security and Technology teams) on reviews, remediation and process improvements
• Participates and leads special projects, initiatives, input goals as required.
6 days ago