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Senior Global Markets Advisory Compliance Officer – Multi Manager

Attribution Search
NY, United States
Full-time

Attribution Search are partnering with a top tier Multi Manager for an experienced Compliance Officer to join their Global Markets Advisory team in New York.

In this role, you will serve as a subject matter expert on regulations related to market infrastructure, investment, and trading within non-equity, macro, and systematic business lines.

You must be familiar with non-equity markets (futures, fixed income, FX, commodities, etc.) and their trading strategies.

Key Responsibilities :

  • Serve as a Compliance point of contact for business partners.
  • Advise investment personnel on compliance matters and respond to live trading queries.
  • Review and approve new products, strategies, and trading activities.
  • Provide support for regulatory exams and handle regulator queries.
  • Monitor regulatory changes affecting market structure.

The ideal candidate will have 5+ years relevant experience (preferably in a multi-manager firm) with strong Knowledge of market structures, Quantitative methods and data analysis.

This person would have the ability to manage a fast paced, dynamic workload aswell as excellent communication, problem solving and organisational skills.

5 days ago
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