Chief Compliance Officer: salario promedio en Illinois in 2024

Key Responsibilities:Lead compliance team in developing and implementing policies and procedures to promote complianceManage communication and engagement with regulators and legal teamsStay current on compliance technology advancements and lead in compliance innovationRequired Qualifications:JD pref...

With a firm commitment to integrity and innovation, we’re expanding our team and looking for a dynamic Chief Compliance Officer (CCO) to lead our compliance efforts. As our Chief Compliance Officer, you’ll drive our compliance strategy, ensure regulatory adherence, and lead a team o...

What's It Like to be a Regulatory Risk Officer? Our innovative and growing company is looking to fill the role of regulatory compliance manager. A Regulatory Compliance Manager balances advocating for compliance and avoiding being seen as an obstacle. The Regulatory Compliance Manager is respons...

With a firm commitment to integrity and innovation, we’re expanding our team and looking for a dynamic Chief Compliance Officer (CCO) to lead our compliance efforts. As our Chief Compliance Officer, you’ll drive our compliance strategy, ensure regulatory adherence, and lead a team o...

Conduct regular compliance reviews and testing of internal controls to identify and mitigate potential compliance risks. A mid-sized Investment firm based in Chicago, IL is looking to bring on a Senior Compliance professional to help guide the overrall investment advisery side of the business. Assis...

The General Counsel and Chief Compliance Officer (GC/CCO) will guide the legal and compliance strategy for the firm and lead a team that will execute those initiatives daily. Within the Business Department, the Compliance and Legal team serves in an advisory capacity to Belvedere's trading, operatio...

Under general supervision, the Chief Administrative Officer ("CAO") is responsible for ensuring that Northern Trust's Global AML and Economic Sanctions ("Global AML") program operates in accordance with corporate initiatives and standards. The CAO role is one of a seasoned multi-...

Director will be the Commercial Broker Dealer Chief Compliance Officer ("BD CCO") for three institutional FINRA registered broker-dealers and provide compliance support to the Capital Markets line of business, a division within the Commercial Bank of Capital One. Commercial Broker Dealer C...

Work closely with management and members of the SXM compliance team and other functional areas across the firm ensuring an appropriate compliance framework to meet the firm's compliance and regulatory obligations. Responsible for identifying areas of compliance improvement, strategize solutions to i...

Chief Compliance Officer and the Director of US Compliance Programs to develop, implement and maintain a comprehensive compliance program to achieve compliance with the Federal Reserve and Bank Holding Company Act regulations;. Banking, Business Operations, Compliance Policies, Compliance Programs, ...

General compliance tasks as needed, including working with compliance team members that specialize in other functional areas. Manage the implementation of compliance-related projects, identify areas of compliance vulnerability and risk, develop/implement corrective action plans for resolution of iss...

Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) program operates in accordance with corporate initiatives and standards. The CAO role is one of a seasoned multi-disciplinary expert ...

Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) program operates in accordance with corporate initiatives and standards. The CAO role is one of a seasoned multi-disciplinary expert ...

Conduct regular compliance reviews and testing of internal controls to identify and mitigate potential compliance risks. A mid-sized Investment firm based in Chicago, IL is looking to bring on a Senior Compliance professional to help guide the overrall investment advisery side of the business. Assis...

The General Counsel and Chief Compliance Officer (GC/CCO) will guide the legal and compliance strategy for the firm and lead a team that will execute those initiatives daily. Within the Business Department, the Compliance and Legal team serves in an advisory capacity to Belvedere's trading, operatio...

The President and Chief Compliance Officer, for BDO Capital Advisors, LLC will serve dual roles in leading the organization’s investment banking subsidiary and managing its operational and compliance functions. The President and Chief Compliance Officer will work on building, implementing, and overs...

Chief Administrative Officer, Financial Crimes Compliance page is loaded. Chief Administrative Officer, Financial Crimes Compliance. Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) ...

With a firm commitment to integrity and innovation, we’re expanding our team and looking for a dynamic Chief Compliance Officer (CCO) to lead our compliance efforts. Position Overview: As our Chief Compliance Officer,  you’ll drive our compliance strategy, ensure regulatory adherenc...

Under general supervision, the Chief Administrative Officer (“CAO”) is responsible for ensuring that Northern Trust’s Global AML and Economic Sanctions (“Global AML”) program operates in accordance with corporate initiatives and standards. The CAO role is one of a seasoned multi-disciplinary expert ...

Broker dealer located in Chicago looking to bring on board a “Commercial Broker Dealer Chief Compliance Officer – Sr. Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, incl...