Compliance Analyst: salario promedio en Connecticut in 2024
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Principal Supply Chain Analyst | Government Compliance
DRS is seeking a motivated, career and customer-oriented Government Compliance Analyst to join our Supply Chain team in the Danbury, CT area to provide unparalleled support to our customer and to begin an exciting and rewarding career within DRS. Develop complex analyses to ensure supply chain compl...
Compliance Analyst
This includes assisting the Chief Compliance Officer with regulatory filings and registrations, administering the Code of Ethics, books and records maintenance, assisting in the development and implementation of policies and procedures to ensure compliance with The Investment Advisor’s Act of 1940 (...
State Street Global Advisors Compliance Analyst, Officer
The SSGA Compliance team is looking to hire a Compliance Analyst to join the SSGA North America Compliance team. The SSGA Compliance team works to ensure that SSGA meets all regulatory requirements globally and is a trusted partner for clients on regulatory and compliance issues. This role is within...
Independence Compliance - Sr. Analyst
Compliance Senior Analyst, Independence Consultation - Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our ...
International Compliance Analyst (Hybrid, Bilingual)
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
IT Security and Compliance Analyst
Compliance: Internal compliance requirements and participation in compliance reviews and reporting of internal and regulatory requirements and security best practices. The IT Security & Compliance Analyst is a member of the IT Security team in the Technology department reporting to the IT Securi...
Senior Technical Compliance Analyst - Remote, US
The Senior Technical Compliance Analyst position will report to the Manager of Information Security and will:Collaborate with legal and Navient compliance teams to ensure adherence to applicable laws and regulations, and align security and compliance efforts. Serve as the point of contact for any in...
Analyst, Business Compliance- Remote
Applies basic knowledge of compliance, business, analytical, and communication skills to support compliance programs and processes that promote compliant and ethical behavior, meet regulatory obligations, and prevent, detect, and mitigate compliance risks. This position will focus on compliance with...
Senior Data Analyst - Compliance
Create and maintain data policies and procedures and develop compliance solutions that satisfy relevant broker-dealer regulations. Implement internal control enhancements and appropriately triage potential compliance matters. Understanding of financial compliance data. ...
State Street Global Advisors Compliance Analyst, Officer
The SSGA Compliance team is looking to hire a Compliance Analyst to join the SSGA North America Compliance team. The SSGA Compliance team works to ensure that SSGA meets all regulatory requirements globally and is a trusted partner for clients on regulatory and compliance issues. This role is within...
Compliance Analyst
RESPONSIBILITIES Work in conjunction with the Chief Compliance Officer to manage the day-to-day requirements of the Compliance team’s responsibilities including: Review Marketing/Advertising materials, including printed media, website, social media, blogs, radio, and television including performing ...
Compliance Analyst
The Compliance Analyst (the “Analyst”) will be expected to contribute on day one. Together with other members of the team, the Analyst will be responsible for ensuring compliance with Bridgewater’s regulatory obligations. While expected to contribute across all areas of the compliance program, core ...
Compliance Analyst - Advisory
Cetera Financial Group is currently seeking an Advisory Compliance Analyst to sit within a team and be a part of a growing area of our firm and directly focused on the advisory side of our business. As an experienced analyst, you know how to uncover trends and tell meaningful stories through data. C...
Senior Analyst - Compliance & Product Support
As a Senior Analyst, you will be a member of the compliance team and will play an integral role in AXA XL’s US (Re) Insurance Compliance and Regulatory operations. Senior Analyst, Compliance & Product Support. This team is part of AXA XL’s North American Compliance & Regulatory Department, which is ...
Analyst – Communications Compliance
Develop and distribute periodic reports to management describing the efficacy of the Firm’s communications compliance controls. Act as Compliance liaison between other groups utilizing communication interface. ...
Associate Product Compliance Analyst
We are seeking a detail-oriented Associate Product Compliance Analyst to join our Regulatory Compliance State Filings team. Equivalent Experience is defined as 4 years of experience working within compliance. ...
Senior Import/Export Compliance Analyst
Import/Export Compliance Analyst to join our corporate legal team. This position is part of our Global Trade Compliance Team. Serve as lead for import/export teams and support global trade compliance mission. Manage corporate account and submissions in Defense Export Control and Compliance System (D...
International Compliance Analyst (Hybrid, Bilingual)
The International Compliance Analyst will be responsible for supporting our international offices and international compliance programs with a focus in Latin America. The role requires a strong understanding of compliance principles, experience working within a global compliance program, and perform...
Independence Compliance – Sr. Analyst
Compliance Senior Analyst, Independence Consultation – Business Relationships, Independence & Conflicts Network (ICN). Do you have a focus on compliance with regulations and policies? Are you passionate about quality-assurance and risk-management in a professional services environment? Then our Inde...
Technology Compliance - Senior Analyst
The Senior Compliance Analyst’s primary focus will be to:. Support compliance coverage of the firm’s technology and data enterprise, and coverage for broker-dealer clients. Implement internal control enhancements and appropriately solution potential compliance matters. Assist draft business specific...
Principal Supply Chain Compliance Analyst
DRS is seeking a motivated, career and customer oriented Government Compliance Analyst to join our team in the Danbury, CT area to provide unparalleled support to our customer and to begin an exciting and rewarding career within DRS. ...
BSA Compliance Analyst
BSA Compliance Analyst will oversees and support banking activities. BSA Compliance Analyst Job Responsibilities:. BSA Compliance Analyst Job Qualifications:. Including collection and transactional review to meet all organizational and federal banking requirements and maintains consistency in docume...
Information Security Policy, Compliance and Risk Analyst (Information Security Analyst 2 or 3)
Under the direction of the Chief Information Security Officer, the Information Security Policy, Compliance and Risk Analyst (Information Security Analyst 2 or 3) is responsible for the development and operation of UConn’s Information Security Governance, Risk, and Compliance Program. The Information...