The Global Head of AML Risk Management - Wealth reports to Citis Chief Compliance Officer (CCO) Anti-Money Laundering (AML) / Bank Secrecy Act (BSA) and will be responsible for driving change and the primary face-off to the Wealth line-of-business, including providing thought leadership, direction a...
The Compliance Director reports to the Fund Office’s Executive Director and performs as a member of the Executive Director’s leadership team, providing both strategic and tactical input and guidance to the operation of the Funds as it pertains to compliance and other relevant matters. Th...
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maint...
The Director, SAP S/4 Risk & Compliance Lead is a critical role for NBCUniversal's SAP S/4 HANA implementation, Project Keystone. The role of the SAP S/4 Risk & Compliance Lead is responsible for supporting our transformation office by providing compliance guidance around the future stat...
Compliance Director in all aspects of the Fund Offices compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (. Maintaining and updating the Compliance Calendar and monitoring organization-wide complianc...
Compliance Director in all aspects of the Fund Offices compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (. Maintaining and updating the Compliance Calendar and monitoring organization-wide compl...
We are seeking a Director of Housing Compliance to ensure that S:US properties adhere to the requirements of all federal and local funding received. The Director of Housing Compliance will work closely with Facilities and LP Finance to ensure all standards are met. Eden rent-up and ongoing complianc...
Compliance Director in all aspects of the Fund Offices compliance with financial and reporting regulations pertaining to the administration of its retirement and health & welfare employee benefit and other (. Maintaining and updating the Compliance Calendar and monitoring organization-wide compl...
They are currently looking for a Director Regulatory Compliance to oversee the regulatory compliance activities and support audits. Oversee change management initiatives across sites and ensure regulatory compliance through corporate audits, external inspections, and ongoing monitoring activities. S...
Report to Senior Compliance staff and/or the relevant senior GMD staff on the main identified weaknesses and/or compliance risks within GMD and set out recommendations for changes. Management and Reporting:The Fixed Income Compliance officer reports directly to the US Head of Global Markets Regulato...
Our client, one of Europe’s largest banking groups, is looking to hire an experienced Compliance professional at a Director / Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Research & Strategy group. The Compliance Dir...
The Advisory Compliance team serves as a regulatory advisory function and is responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as the New Product, Underwriting...
Works with colleagues in other areas of Risk Management, Finance, Compliance/Control and the Businesses to assure appropriate management of both Operational Risk Management and Independent Compliance Risk Management processes. Facilitates accurate and appropriate reporting of operational and complia...
Sales Director, Ads Privacy Compliance. The Privacy Sales Director will be based in New York and will play a pivotal role in driving new business growth, channeling sales, and business development. Growing new business and driving adoption of Pixalate's new privacy compliance across the digital adve...
Full-Time Assistant Director for Clinical Supervision and Compliance. As Assistant Director for Supervision and Compliance at this NYS-licensed Outpatient Mental Health Clinic, you'll oversee a pool of therapists, psychiatrists, interns, fellows, and residents, ensuring that they are ready to provid...
The Director will be responsible for rigorously supporting the Executive Director and managing the Volcker Program while working closely with senior stakeholders across SMBC globally. Guide, recommend, and implement enhancements to the Volcker compliance program and related policies/procedures to en...
Sony Corporation of America (SCA)is seeking a results-oriented Senior Director of Consolidated Tax Reporting and Compliance. The position will report to the Vice President, Tax Reporting and Compliance, SCA, in a role with high impact and visibility to senior management. Lead a team of 9 people in t...
Guggenheim Investments is looking for a Senior Compliance Manager & Senior Regulatory Counsel to join the Compliance team. Oversee various compliance policies and procedures and compliance review of offering documents. Review placement agent agreements and monitor promoters for marketing rule compli...
Under the leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate collaboratively with a global focus, including Regulatory, which oversees all global regulatory matters including the Advisers Act, Investment Company Act and FINR...
Sales Director, Ads Privacy Compliance Employment Type: Full-Time Location: Remote, NY Minimum Experience: 5+ years Salary: up to $250k OTE Pixalate is an online trust and safety platform that protects businesses, consumers, and children from deceptive, fraudulent, and non-compliant mobile, CT...
Regional Sales Director - Governance, Risk and Compliance (GRC). Governance, Risk & Compliance experience is highly preferred. ...
The Director-Compliance will establish, develop and support ongoing activities related to the development, implementation, and adherence to the Company’s privacy and compliance programs in North America. This includes compliance with state and federal privacy regulations and the Company’s internal p...
This is a commercial position within S&P Global Market Intelligence, Regulatory Compliance Division. This position will report into the of Commercial Head Managed Services but work closely with the Sales, Operations, Technology / Product team across Regulatory Compliance. We provide extensive risk a...
We are seeking a Director of Housing Compliance to ensure that S:US properties adhere to the requirements of all federal and local funding received. The Director of Housing Compliance will work closely with Facilities and LP Finance to ensure all standards are met. Eden rent-up and ongoing complianc...
Under the direction of the Controller, the Senior Director for Fiscal Compliance and Strategic Initiatives, will assume oversight responsibility for the respective units of Cash Management, Miscellaneous Payments, and bureau-wide reporting and fiscal data analysis which are paramount to evaluating t...